We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIE
101
DELISTED
Cobalt International Energy, Inc
CIE
$2.66M 0.17%
+9,667
New +$2.51M
HES
102
DELISTED
Hess
HES
$2.65M 0.17%
32,023
+3,998
+14% +$318K
SKT icon
103
Tanger
SKT
$4.82B
$2.63M 0.17%
75,234
+61,195
+436% +$2.08M
XLF icon
104
State Street Financial Select Sector SPDR ETF
XLF
$56.1B
$2.63M 0.17%
+133,983
New +$2.56M
OSIS icon
105
OSI Systems
OSIS
$3.57B
$2.58M 0.17%
43,074
-116,926
-73% -$7M
TXI
106
DELISTED
TEXAS INDUSTRIES INC
TXI
$2.55M 0.16%
+28,500
New +$2.24M
XLP icon
107
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.1B
$2.51M 0.16%
58,259
-1,031,941
-95% -$43.3M
SLCA
108
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$2.48M 0.16%
65,000
-26,554
-29% -$855K
NRF
109
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.42M 0.16%
76,388
-25,462
-25% -$749K
SRPT icon
110
Sarepta Therapeutics
SRPT
$1.66B
$2.4M 0.15%
100,000
+24,428
+32% +$623K
WLY icon
111
John Wiley & Sons Class A
WLY
$2.52B
$2.38M 0.15%
41,346
-43,115
-51% -$2.4M
BKH icon
112
Black Hills Corp
BKH
$5.73B
$2.36M 0.15%
40,986
-61,499
-60% -$3.39M
LGND icon
113
Ligand Pharmaceuticals
LGND
$6.02B
$2.35M 0.15%
56,105
-28,854
-34% -$1.2M
PXD
114
DELISTED
Pioneer Natural Resource Co.
PXD
$2.34M 0.15%
12,500
-38,399
-75% -$7.02M
USB icon
115
CALL
US Bancorp
USB
$99.6B
$2.31M 0.15%
+54,000
New +$2.22M
HIMX
116
Himax Technologies
HIMX
$2.2B
$2.3M 0.15%
200,000
-12,900
-6% -$179K
STBZ
117
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$2.3M 0.15%
130,000
– –
GLW icon
118
Corning
GLW
$126B
$2.29M 0.15%
109,973
+45,863
+72% +$862K
PPG icon
119
PPG Industries
PPG
$25.9B
$2.29M 0.15%
23,644
-78,330
-77% -$7.44M
AAPL icon
120
CALL
Apple
AAPL
$4.89T
$2.25M 0.15%
+117,600
New +$2.24M
ESC
121
DELISTED
EMERITUS CORP
ESC
$2.25M 0.15%
+71,700
New +$1.86M
KMI icon
122
Kinder Morgan
KMI
$73.1B
$2.23M 0.14%
+68,650
New +$2.3M
D icon
123
Dominion Energy
D
$62.5B
$2.21M 0.14%
+31,200
New +$2.13M
TRV icon
124
Travelers Companies
TRV
$80.8B
$2.19M 0.14%
25,681
-25,881
-50% -$2.18M
REGN icon
125
Regeneron Pharmaceuticals
REGN
$68.8B
$2.18M 0.14%
+7,251
New +$2.23M
3 4
5
6 7

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
Bernardo Wealth Planning Harleysville, Pennsylvania $511M AUM 13.04% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.