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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ON icon
1201
ON Semiconductor
ON
$33.6B
– –
-95,200
Closed -$870K
OSK icon
1202
Oshkosh
OSK
$9.93B
– –
-11,176
Closed -$621K
OXSQ icon
1203
Oxford Square Capital
OXSQ
$149M
– –
-226,265
Closed -$2.24M
PAG icon
1204
Penske Automotive Group
PAG
$14.3B
– –
-109,397
Closed -$5.42M
PBI icon
1205
Pitney Bowes
PBI
$2.48B
– –
-7,400
Closed -$204K
PCG icon
1206
PG&E
PCG
$39.4B
– –
-9,800
Closed -$471K
PCYO icon
1207
Pure Cycle
PCYO
$263M
– –
-73,468
Closed -$497K
PDM
1208
Piedmont Realty Trust
PDM
$1.23B
– –
-10,277
Closed -$195K
PFLT icon
1209
PennantPark Floating Rate Capital
PFLT
$695M
– –
-63,325
Closed -$905K
PFSI icon
1210
PennyMac Financial
PFSI
$4.43B
– –
-11,777
Closed -$179K
PG icon
1211
Procter & Gamble
PG
$354B
– –
-92,235
Closed -$7.56M
PLCE icon
1212
Children's Place
PLCE
$50.9M
– –
-7,276
Closed -$361K
PM icon
1213
Philip Morris
PM
$312B
– –
-87,889
Closed -$7.41M
PLXS icon
1214
Plexus
PLXS
$6.6B
– –
-5,121
Closed -$222K
PNNT
1215
Pennant Park Investment Corp
PNNT
$221M
– –
-286,157
Closed -$3.28M
PRI icon
1216
Primerica
PRI
$9.87B
– –
-17,326
Closed -$829K
PROV icon
1217
Provident Financial
PROV
$109M
– –
-37,339
Closed -$543K
PRSO icon
1218
Peraso
PRSO
$9.94M
– –
-27
Closed -$666K
PSEC icon
1219
Prospect Capital
PSEC
$1.12B
– –
-1,343,222
Closed -$14.3M
PSMT icon
1220
Pricesmart
PSMT
$5.83B
– –
-2,532
Closed -$220K
PTC icon
1221
PTC
PTC
$14.8B
– –
-303,068
Closed -$11.8M
BCIC
1222
BCP Investment Corp
BCIC
$88M
– –
-12,145
Closed -$1.03M
PZG icon
1223
Paramount Gold Nevada
PZG
$95.2M
– –
-555,094
Closed -$533K
QQQ icon
1224
CALL
Invesco QQQ Trust
QQQ
$445B
– –
-106,000
Closed -$9.95M
QQQ icon
1225
PUT
Invesco QQQ Trust
QQQ
$445B
– –
-651,000
Closed -$61.1M
47 48
49
50 51

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.