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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLL
1201
DELISTED
Whiting Petroleum Corporation
WLL
– –
-30
Closed -$550K
MCF
1202
DELISTED
Contango Oil & Gas Co.
MCF
– –
-4,585
Closed -$217K
CKH
1203
DELISTED
Seacor Holdings Inc.
CKH
– –
-3,353
Closed -$296K
TSS
1204
DELISTED
Total System Services, Inc.
TSS
– –
-10,436
Closed -$347K
REN
1205
DELISTED
Resolute Energy Corporaton
REN
– –
-4,481
Closed -$202K
MTGE
1206
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-80,624
Closed -$1.41M
RTK
1207
DELISTED
Rentech, Inc.
RTK
– –
-3,536
Closed -$62K
ACAS
1208
DELISTED
American Capital Ltd
ACAS
– –
-31,400
Closed -$491K
CKEC
1209
DELISTED
Carmike Cinemas Inc
CKEC
– –
-103,900
Closed -$2.89M
LNKD
1210
DELISTED
LinkedIn Corporation
LNKD
– –
-21,444
Closed -$4.65M
LXK
1211
DELISTED
Lexmark Intl Inc
LXK
– –
-7,424
Closed -$263K
MWW
1212
DELISTED
Monster Worldwide Inc
MWW
– –
-66,244
Closed -$472K
PNY
1213
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
– –
-10,282
Closed -$341K
TWC
1214
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-5,000
Closed -$678K
GOLD
1215
DELISTED
Randgold Resources Ltd
GOLD
– –
-16,336
Closed -$1.01M
VXX
1216
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-3,125
Closed -$2.13M
CZR
1217
DELISTED
Caesars Entertainment Corporation
CZR
– –
-287,481
Closed -$6.19M
RESI
1218
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-19,666
Closed -$592K
SWFT
1219
DELISTED
Swift Transportation Company
SWFT
– –
-39,365
Closed -$874K
DNY
1220
DELISTED
DONNELLEY R R & SONS CO
DNY
– –
-213,491
Closed -$4.33M
TCF
1221
DELISTED
TCF Financial Corporation
TCF
– –
-24,188
Closed -$393K
HR
1222
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-10,042
Closed -$214K
45 46 47 48
49

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.