PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1201
– –
-12,968
1202
– –
-11,400
1203
– –
-16,500
1204
– –
-32,585
1205
– –
-10,100
1206
– –
-49,752
1207
– –
-9,000
1208
– –
-12,964
1209
– –
-21,200
1210
– –
-60,542
1211
– –
-11,274
1212
– –
-4,903
1213
– –
-6,925
1214
– –
-59,954
1215
– –
-20,412
1216
– –
-16,446
1217
– –
-23,622
1218
– –
-3,624
1219
– –
-26,006
1220
– –
-4,920
1221
– –
-3,355
1222
– –
-27,303
1223
– –
-181,900
1224
– –
-16,509
1225
– –
-32,705
47 48
49
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