PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1201
– –
-550
1202
– –
-10,000
1203
– –
-85,000
1204
– –
-7,092
1205
– –
-373,800
1206
– –
-5,152
1207
– –
-40,561
1208
– –
-17,100
1209
– –
-985
1210
– –
-3,860
1211
– –
-99,514
1212
– –
-11,000
1213
– –
-25,000
1214
– –
-10,400
1215
– –
-11,252
1216
– –
-37,000
1217
– –
-2,753
1218
– –
-4,091
1219
– –
-9,828
1220
– –
-22,300
1221
– –
-13,100
1222
– –
-5,949
1223
– –
-47,515
1224
– –
-16,753
1225
– –
-4,957
47 48
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