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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APOG icon
1176
Apogee Enterprises
APOG
$850M
$365K 0.01%
8,196
-19,584
-70% -$1.03M
CBRE icon
1177
CBRE Group
CBRE
$43.8B
$364K 0.01%
11,384
-16,120
-59% -$572K
TWO
1178
Two Harbors Investment
TWO
$1.27B
$364K 0.01%
5,164
+1,139
+28% +$88.7K
POLY
1179
DELISTED
Plantronics, Inc.
POLY
$364K 0.01%
7,162
-125
-2% -$6.83K
LAMR icon
1180
Lamar Advertising Co
LAMR
$16.8B
$361K 0.01%
+6,925
New +$387K
GG
1181
DELISTED
Goldcorp Inc
GG
$361K 0.01%
+28,849
New +$403K
RESI
1182
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$360K 0.01%
+25,867
New +$415K
TXN icon
1183
Texas Instruments
TXN
$253B
$359K 0.01%
7,248
-15,906
-69% -$776K
DYN
1184
DELISTED
Dynegy, Inc.
DYN
$358K 0.01%
17,278
+1,669
+11% +$42.3K
CVI icon
1185
CVR Energy
CVI
$3.5B
$357K 0.01%
+8,702
New +$345K
NBIX icon
1186
Neurocrine Biosciences
NBIX
$18.4B
$356K 0.01%
+8,949
New +$433K
ZD icon
1187
Ziff Davis
ZD
$2.01B
$356K 0.01%
5,775
-828
-13% -$50.1K
CHL
1188
DELISTED
China Mobile Limited
CHL
$356K 0.01%
+5,987
New +$369K
HST icon
1189
Host Hotels & Resorts
HST
$17.5B
$355K 0.01%
+22,468
New +$421K
EXAS
1190
DELISTED
Exact Sciences
EXAS
$354K 0.01%
+19,707
New +$453K
OHI icon
1191
Omega Healthcare
OHI
$15.2B
$353K 0.01%
+10,031
New +$352K
ORI icon
1192
Old Republic International
ORI
$10.8B
$353K 0.01%
+22,541
New +$361K
EWZ icon
1193
CALL
iShares MSCI Brazil ETF
EWZ
$9.07B
$351K 0.01%
+16,000
New +$427K
MLNX
1194
DELISTED
Mellanox Technologies, Ltd.
MLNX
$351K 0.01%
9,277
-6,492
-41% -$279K
MWA icon
1195
Mueller Water Products
MWA
$3.94B
$350K 0.01%
45,714
+29,714
+186% +$254K
DNKN
1196
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$350K 0.01%
7,160
-13,754
-66% -$713K
DCH
1197
Dauch Corp
DCH
$1.33B
$349K 0.01%
17,505
+2,448
+16% +$49.5K
LPNT
1198
DELISTED
LifePoint Health, Inc.
LPNT
$347K 0.01%
4,893
-10,795
-69% -$876K
IMS
1199
DELISTED
IMS HEALTH HLDGS INC COM STK (DE)
IMS
$346K 0.01%
11,885
+1,724
+17% +$52.9K
TSG
1200
DELISTED
The Stars Group Inc.
TSG
$344K 0.01%
+18,800
New +$428K
46 47
48
49 50

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.