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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORN icon
1176
Morningstar
MORN
$7.04B
– –
-2,834
Closed -$204K
MPC icon
1177
Marathon Petroleum
MPC
$91.6B
– –
-168,384
Closed -$6.57M
MSCI icon
1178
MSCI
MSCI
$41.9B
– –
-9,382
Closed -$430K
MSM icon
1179
MSC Industrial Direct
MSM
$7.11B
– –
-3,900
Closed -$373K
MTN icon
1180
Vail Resorts
MTN
$5.34B
– –
-2,612
Closed -$202K
MTX icon
1181
Minerals Technologies
MTX
$2.29B
– –
-6,369
Closed -$418K
NAT icon
1182
Nordic American Tanker
NAT
$1.37B
– –
-11,911
Closed -$111K
NAVI icon
1183
Navient
NAVI
$819M
– –
-42,603
Closed -$754K
NBHC icon
1184
National Bank Holdings
NBHC
$1.89B
– –
-28,057
Closed -$560K
NDAQ icon
1185
Nasdaq
NDAQ
$52.5B
– –
-51,600
Closed -$664K
NEO icon
1186
NeoGenomics
NEO
$1.73B
– –
-140,491
Closed -$466K
NEON icon
1187
Neonode
NEON
$13.1M
– –
-11,657
Closed -$365K
NJR icon
1188
New Jersey Resources
NJR
$6.06B
– –
-9,618
Closed -$275K
NMFC icon
1189
New Mountain Finance
NMFC
$655M
– –
-206,262
Closed -$3.06M
NNI icon
1190
Nelnet
NNI
$4.84B
– –
-9,378
Closed -$389K
NNN icon
1191
NNN REIT
NNN
$9.45B
– –
-59,478
Closed -$2.21M
NOG icon
1192
Northern Oil and Gas
NOG
$2.23B
– –
-1,978
Closed -$322K
NUE icon
1193
Nucor
NUE
$57.9B
– –
-43,979
Closed -$2.17M
ADAM
1194
Adamas Trust
ADAM
$793M
– –
-2,961
Closed -$93K
OCSL icon
1195
Oaktree Specialty Lending
OCSL
$1.04B
– –
-196,317
Closed -$5.79M
OIS icon
1196
Oil States International
OIS
$511M
– –
-17,505
Closed -$1.12M
OLN icon
1197
Olin
OLN
$2.51B
– –
-14,686
Closed -$395K
OMEX icon
1198
Odyssey Marine Exploration
OMEX
$40.4M
– –
-29,844
Closed -$602K
ACH
1199
Accendra Health
ACH
$249M
– –
-8,960
Closed -$304K
ONB icon
1200
Old National Bancorp
ONB
$10.1B
– –
-10,862
Closed -$155K
46 47
48
49 50

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.