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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREX icon
1176
Trex
TREX
$4.63B
– –
-222,400
Closed -$1.38M
TRP icon
1177
TC Energy
TRP
$70.6B
– –
-18,000
Closed -$790K
TT icon
1178
Trane Technologies
TT
$103B
– –
-43,593
Closed -$2.26M
TTC icon
1179
Toro Company
TTC
$9.14B
– –
-27,506
Closed -$747K
TTEC icon
1180
TTEC Holdings
TTEC
$117M
– –
-9,000
Closed -$226K
TXN icon
1181
Texas Instruments
TXN
$257B
– –
-29,751
Closed -$1.2M
TXT icon
1182
Textron
TXT
$15.6B
– –
-21,031
Closed -$581K
UAA icon
1183
CALL
Under Armour
UAA
$3.04B
– –
-16,114
Closed -$318K
ULTA icon
1184
Ulta Beauty
ULTA
$21.4B
– –
-2,925
Closed -$350K
VCV icon
1185
Invesco California Value Municipal Income Trust
VCV
$514M
– –
-12,800
Closed -$144K
VET icon
1186
Vermilion Energy
VET
$1.59B
– –
-16,000
Closed -$878K
VGM icon
1187
Invesco Trust Investment Grade Municipals
VGM
$550M
– –
-11,600
Closed -$145K
VGZ icon
1188
Vista Gold
VGZ
$245M
– –
-624,400
Closed -$288K
VIPS icon
1189
Vipshop
VIPS
$7.11B
– –
-103,000
Closed -$585K
VIRC icon
1190
Virco
VIRC
$96M
– –
-10,100
Closed -$21K
VKI icon
1191
Invesco Advantage Municipal Income Trust II
VKI
$395M
– –
-13,200
Closed -$141K
VKQ icon
1192
Invesco Municipal Trust
VKQ
$541M
– –
-12,300
Closed -$144K
VMO icon
1193
Invesco Municipal Opportunity Trust
VMO
$654M
– –
-12,300
Closed -$145K
VMI icon
1194
Valmont Industries
VMI
$9.38B
– –
-11,369
Closed -$1.58M
WAT icon
1195
Waters Corp
WAT
$37.3B
– –
-3,458
Closed -$367K
WM icon
1196
Waste Management
WM
$96.9B
– –
-41,957
Closed -$1.73M
WTRG icon
1197
Essential Utilities
WTRG
$11.6B
– –
-13,177
Closed -$326K
WTW icon
1198
Willis Towers Watson
WTW
$29.8B
– –
-10,948
Closed -$1.26M
WWD icon
1199
Woodward
WWD
$24.4B
– –
-9,889
Closed -$404K
XOMA
1200
DELISTED
Xoma
XOMA
– –
-550
Closed -$49K
46 47
48
49 50

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.