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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSK icon
1176
Verisk Analytics
VRSK
$27.8B
– –
-6,359
Closed -$380K
VTRS icon
1177
Viatris
VTRS
$20.7B
– –
-50,890
Closed -$1.58M
VVR icon
1178
Invesco Senior Income Trust
VVR
$456M
– –
-37,000
Closed -$201K
WDAY icon
1179
Workday
WDAY
$38B
– –
-3,200
Closed -$205K
WELL icon
1180
Welltower
WELL
$175B
– –
-3,103
Closed -$208K
WEX icon
1181
WEX
WEX
$6.21B
– –
-2,922
Closed -$224K
WHR icon
1182
Whirlpool
WHR
$2.51B
– –
-7,613
Closed -$871K
WLFC icon
1183
Willis Lease Finance
WLFC
$1.67B
– –
-66,477
Closed -$299K
WST icon
1184
West Pharmaceutical
WST
$23.3B
– –
-6,006
Closed -$211K
WT icon
1185
WisdomTree
WT
$2.93B
– –
-26,854
Closed -$311K
WTS icon
1186
Watts Water Technologies
WTS
$11.6B
– –
-9,819
Closed -$445K
WW
1187
DELISTED
WW International
WW
– –
-33,007
Closed -$1.52M
WYNN icon
1188
Wynn Resorts
WYNN
$10.3B
– –
-5,553
Closed -$711K
X
1189
DELISTED
US Steel
X
– –
-11,790
Closed -$207K
XLB icon
1190
State Street Materials Select Sector SPDR ETF
XLB
$8.81B
– –
-672,000
Closed -$12.9M
XLE icon
1191
State Street Energy Select Sector SPDR ETF
XLE
$39B
– –
-130,400
Closed -$5.11M
XLF icon
1192
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
– –
-582,104
Closed -$9.96M
XLU icon
1193
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
– –
-1,000,000
Closed -$18.8M
XLU icon
1194
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
– –
-30,000
Closed -$564K
YELP icon
1195
Yelp
YELP
$1.5B
– –
-6,200
Closed -$216K
PRKS icon
1196
United Parks & Resorts
PRKS
$2.17B
– –
-5,800
Closed -$204K
INVX
1197
Innovex International
INVX
$1.84B
– –
-97,851
Closed -$8.84M
BERY
1198
DELISTED
Berry Global Group, Inc.
BERY
– –
-10,019
Closed -$203K
BECN
1199
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-12,160
Closed -$461K
PDCO
1200
DELISTED
Patterson Companies, Inc.
PDCO
– –
-10,187
Closed -$383K
46 47
48
49 50

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NIEF
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.