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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-12.73%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$3.27B
AUM Growth
-$2.23B
Cap. Flow
-$1.59B
Cap. Flow %
-48.72%
Top 10 Hldgs %
31.35%
Holding
2,012
New
555
Increased
282
Reduced
355
Closed
799

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$117M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$80M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$45.3M
4
AVGO icon
Broadcom
AVGO
+$30.7M
5
CHAP
Chaparral Energy, Inc.
CHAP
+$27.1M

Top Sells

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$360M
2
UNP icon
Union Pacific
UNP
+$47.4M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$41M
4
CMCSA icon
Comcast
CMCSA
+$40.6M
5
DIS icon
Walt Disney
DIS
+$39.1M

Sector Composition

Rank Sector Weight
1 Technology 9.63%
2 Financials 8.31%
3 Healthcare 5.75%
4 Industrials 4.11%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBRV
1151
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
$54K ﹤0.01%
+149
New +$80.1K
GSS
1152
DELISTED
Golden Star Resources Ltd.
GSS
$52K ﹤0.01%
+16,400
New +$52.1K
FPI
1153
Farmland Partners
FPI
$415M
$49K ﹤0.01%
+10,900
New +$68.1K
FSNN
1154
DELISTED
Fusion Connect, Inc. Common Stock
FSNN
$47K ﹤0.01%
+27,700
New +$62.4K
BGFV
1155
DELISTED
Big 5 Sporting Goods
BGFV
$46K ﹤0.01%
+17,900
New +$71.2K
VIRC icon
1156
Virco
VIRC
$94.1M
$46K ﹤0.01%
10,652
-3,210
-23% -$13.6K
WTI icon
1157
W&T Offshore
WTI
$509M
$46K ﹤0.01%
11,229
+577
+5% +$3.69K
ABEV icon
1158
Ambev
ABEV
$47.9B
$45K ﹤0.01%
+11,513
New +$49.1K
SVM
1159
Silvercorp Metals
SVM
$2B
$44K ﹤0.01%
+21,200
New +$45.5K
IBRX icon
1160
ImmunityBio
IBRX
$7.11B
$43K ﹤0.01%
+37,271
New +$85.3K
TLGT
1161
DELISTED
Teligent, Inc
TLGT
$40K ﹤0.01%
+2,950
New +$77.1K
TDW.WS.A
1162
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$35K ﹤0.01%
20,790
-13,411
-39% -$45.7K
APRN
1163
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$34K ﹤0.01%
187
+115
+160% +$24.4K
SRNE
1164
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$34K ﹤0.01%
+14,300
New +$46.7K
TTPH
1165
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$33K ﹤0.01%
+1,465
New +$57.3K
VATE icon
1166
INNOVATE Corp
VATE
$104M
$31K ﹤0.01%
+1,190
New +$50.2K
NH
1167
DELISTED
NantHealth, Inc
NH
$31K ﹤0.01%
+3,775
New +$66.1K
AGN
1168
CALL
DELISTED
Allergan plc
AGN
$31K ﹤0.01%
+26,300
New +$4.31M
AKAO
1169
DELISTED
Achaogen Inc
AKAO
$31K ﹤0.01%
25,100
-18,600
-43% -$49.7K
CPRX
1170
DELISTED
Catalyst Pharmaceutical
CPRX
$30K ﹤0.01%
+15,740
New +$45.1K
VEON icon
1171
VEON
VEON
$3.49B
$30K ﹤0.01%
+506
New +$34.2K
LUMO
1172
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$30K ﹤0.01%
+2,222
New +$39.1K
AUY
1173
DELISTED
Yamana Gold, Inc.
AUY
$30K ﹤0.01%
+12,701
New +$29.6K
HUNTW
1174
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$29K ﹤0.01%
+216,600
New +$31.9K
SNNA
1175
DELISTED
Sienna Biopharmaceuticals, Inc.
SNNA
$28K ﹤0.01%
+12,000
New +$106K
45 46
47
48 49

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PWMG
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NIEF
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HIM
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q4 2018 Portfolio in Review

As of Q4 2018, Paloma Partners held 2,012 positions worth $3.27B, down 41% from $5.5B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.59B in Q4 2018, closing 799 positions and reducing 355 holdings. Its most notable exit was Andeavor, an estimated $360M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 8.3% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Chaparral Energy, Inc. worth $10.5M.

  • Paloma Partners's largest Q4 2018 buy was Chaparral Energy, Inc.: 2,131,177 shares worth $10.5M.
  • Paloma Partners added most to State Street Energy Select Sector SPDR ETF in Q4 2018, an estimated $117M increase.
  • Paloma Partners's biggest Q4 2018 reduction was Union Pacific, cutting an estimated $47.4M.
  • Paloma Partners fully exited Andeavor in Q4 2018, selling an estimated $360M.
  • Paloma Partners's ten largest holdings make up 31% of its $3.27B portfolio in Q4 2018.
  • Paloma Partners opened 555 new positions and closed 799 in Q4 2018.
  • Paloma Partners's portfolio value fell 41% quarter-over-quarter to $3.27B.

Based on Paloma Partners's 13F filing for Q4 2018, filed 14 Feb 2019.