PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
-$94.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,493
New
Increased
Reduced
Closed

Top Buys

1
+$59M
2
+$33.9M
3
+$27.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.7M
5
IBB icon
iShares Biotechnology ETF
IBB
+$16.8M

Top Sells

1
+$51.4M
2
+$50.5M
3
+$32.1M
4
PL
PROTECTIVE LIFE CORP
PL
+$29.9M
5
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$29.8M

Sector Composition

1 Financials 11.7%
2 Technology 11.52%
3 Consumer Discretionary 10.74%
4 Healthcare 9.6%
5 Industrials 9.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1151
– –
-22,000
1152
– –
-22,356
1153
– –
-1
1154
– –
-13,806
1155
– –
-12,738
1156
– –
-14,839
1157
– –
-22,836
1158
– –
-2,000
1159
– –
-2,486
1160
– –
-14,500
1161
– –
-78,226
1162
– –
-367,400
1163
– –
-16,801
1164
– –
-45,396
1165
– –
-7,500
1166
– –
-40,000
1167
– –
-18,171
1168
– –
-3,398
1169
– –
-86,015
1170
– –
-19,430
1171
– –
-10,492
1172
– –
-6,783
1173
– –
-45,645
1174
– –
-150,000
1175
– –
-85,280
45 46
47
48 49