We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
1151
Jefferies Financial Group
JEF
$13.2B
– –
-19,215
Closed -$451K
JNJ icon
1152
Johnson & Johnson
JNJ
$649B
– –
-4,700
Closed -$487K
KALU icon
1153
Kaiser Aluminum
KALU
$2.65B
– –
-8,143
Closed -$594K
KEX icon
1154
Kirby Corp
KEX
$7.69B
– –
-4,306
Closed -$504K
KEY icon
1155
KeyCorp
KEY
$24.2B
– –
-74,898
Closed -$1.07M
KRG icon
1156
Kite Realty
KRG
$5.94B
– –
-3,360
Closed -$83K
KSS icon
1157
Kohl's
KSS
$2.17B
– –
-48,934
Closed -$2.58M
LBTYA icon
1158
Liberty Global Class A
LBTYA
$3.48B
– –
-420,120
Closed -$15.3M
LCNB icon
1159
LCNB Corp
LCNB
$302M
– –
-31,755
Closed -$513K
LFVN icon
1160
LifeVantage
LFVN
$80.2M
– –
-62,580
Closed -$631K
LINC icon
1161
Lincoln Educational Services
LINC
$1.3B
– –
-102,900
Closed -$462K
LRFC
1162
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-2,868
Closed -$325K
LSTR icon
1163
Landstar System
LSTR
$6.36B
– –
-3,710
Closed -$237K
LXRX icon
1164
Lexicon Pharmaceuticals
LXRX
$999M
– –
-2,611
Closed -$29K
LYV icon
1165
Live Nation Entertainment
LYV
$42.2B
– –
-357,138
Closed -$8.82M
MAIN icon
1166
Main Street Capital
MAIN
$5.09B
– –
-168,064
Closed -$5.53M
MANH icon
1167
Manhattan Associates
MANH
$9.94B
– –
-19,709
Closed -$679K
MATV icon
1168
Mativ Holdings
MATV
$480M
– –
-7,374
Closed -$322K
MDLZ icon
1169
CALL
Mondelez International
MDLZ
$79.9B
– –
-11,500
Closed -$433K
MDLZ icon
1170
PUT
Mondelez International
MDLZ
$79.9B
– –
-12,000
Closed -$451K
LITS
1171
Lite Strategy Inc
LITS
$33.4M
– –
-4,266
Closed -$541K
MFIC icon
1172
MidCap Financial Investment
MFIC
$808M
– –
-322,605
Closed -$8.33M
MFIN icon
1173
Medallion Financial
MFIN
$231M
– –
-91,700
Closed -$1.14M
MITK icon
1174
Mitek Systems
MITK
$748M
– –
-106,800
Closed -$356K
MMSI icon
1175
Merit Medical Systems
MMSI
$4.66B
– –
-13,698
Closed -$206K
45 46
47
48 49

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.