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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOR
1151
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
– –
-1,631
Closed -$38K
GTI
1152
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-29,482
Closed -$331K
MWV
1153
DELISTED
MEADWESTVACO CORP
MWV
– –
-25,340
Closed -$935K
MDW
1154
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
– –
-25,062
Closed -$20K
LO
1155
DELISTED
LORILLARD INC COM STK
LO
– –
-309,507
Closed -$15.7M
LTM
1156
DELISTED
LIFE TIME FITNESS INC
LTM
– –
-22,249
Closed -$1.05M
XLS
1157
DELISTED
EXELIS INC COM STK
XLS
– –
-14,029
Closed -$249K
TLM
1158
DELISTED
TALISMAN ENERGY INC
TLM
– –
-385,033
Closed -$4.48M
ELX
1159
DELISTED
EMULEX CORP
ELX
– –
-67,665
Closed -$484K
GFIG
1160
DELISTED
GFI GROUP INC
GFIG
– –
-12,738
Closed -$50K
CJES
1161
DELISTED
C&J ENERGY SVCS LTD
CJES
– –
-14,991
Closed -$346K
CFN
1162
DELISTED
CAREFUSION CORPORATION
CFN
– –
-15,070
Closed -$600K
PETM
1163
DELISTED
PETSMART INC
PETM
– –
-11,449
Closed -$833K
DRIV
1164
DELISTED
DIGITAL RIVER INC.
DRIV
– –
-12,604
Closed -$233K
PL
1165
DELISTED
PROTECTIVE LIFE CORP
PL
– –
-7,264
Closed -$368K
DPO
1166
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
– –
-14,170
Closed -$186K
CPWR
1167
DELISTED
COMPUWARE CORP
CPWR
– –
-44,881
Closed -$483K
CNVR
1168
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
– –
-55,975
Closed -$1.31M
BCF
1169
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-12,244
Closed -$107K
JGT
1170
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-119,154
Closed -$1.2M
ATHL
1171
DELISTED
ATHLON ENERGY INC COM
ATHL
– –
-43,175
Closed -$1.31M
TLR
1172
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
– –
-2,269
Closed -$5K
TWTC
1173
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-45,383
Closed -$1.38M
MCRS
1174
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-6,401
Closed -$366K
STRZA
1175
DELISTED
Starz - Series A
STRZA
– –
-24,883
Closed -$727K
45 46
47
48 49

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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.