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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWT
1151
Redwood Trust
RWT
$565M
– –
-27,303
Closed -$538K
SA
1152
Seabridge Gold
SA
$2.68B
– –
-181,900
Closed -$1.9M
SCI icon
1153
Service Corp International
SCI
$11.7B
– –
-16,509
Closed -$308K
SHO icon
1154
Sunstone Hotel Investors
SHO
$2.2B
– –
-32,705
Closed -$417K
SIRI icon
1155
SiriusXM
SIRI
$10.6B
– –
-58,118
Closed -$2.25M
SITC icon
1156
SITE Centers
SITC
$236M
– –
-48,739
Closed -$987K
SJM icon
1157
J.M. Smucker
SJM
$13.3B
– –
-10,300
Closed -$1.08M
SLG icon
1158
SL Green Realty
SLG
$3.76B
– –
-4,251
Closed -$366K
SLGN icon
1159
Silgan Holdings
SLGN
$5.03B
– –
-10,000
Closed -$235K
SLM icon
1160
SLM Corp
SLM
$4.76B
– –
-100,031
Closed -$891K
SLV icon
1161
iShares Silver Trust
SLV
$27.5B
– –
-42,634
Closed -$891K
SPB icon
1162
Spectrum Brands
SPB
$2.06B
– –
-3,100
Closed -$204K
SPXC icon
1163
SPX Corp
SPXC
$10.3B
– –
-44,372
Closed -$946K
SPY icon
1164
State Street SPDR S&P 500 ETF Trust
SPY
$783B
– –
-18,589
Closed -$3.29M
SSD icon
1165
Simpson Manufacturing
SSD
$8.29B
– –
-10,994
Closed -$358K
SSYS icon
1166
Stratasys
SSYS
$695M
– –
-6,055
Closed -$613K
SWKS icon
1167
Skyworks Solutions
SWKS
$9.65B
– –
-8,176
Closed -$203K
SYY icon
1168
Sysco
SYY
$40.7B
– –
-118,900
Closed -$3.79M
TD icon
1169
Toronto Dominion Bank
TD
$199B
– –
-53,400
Closed -$2.4M
TDC icon
1170
Teradata
TDC
$2.82B
– –
-6,106
Closed -$339K
TECK icon
1171
Teck Resources
TECK
$28.7B
– –
-45,600
Closed -$1.22M
TFC icon
1172
Truist Financial
TFC
$64.5B
– –
-28,680
Closed -$968K
THM
1173
International Tower Hill Mines
THM
$497M
– –
-221,200
Closed -$69K
TKR icon
1174
Timken Company
TKR
$9.68B
– –
-14,174
Closed -$613K
TOL icon
1175
Toll Brothers
TOL
$14.3B
– –
-13,555
Closed -$440K
45 46
47
48 49

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.