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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THG icon
1151
Hanover Insurance
THG
$7.83B
– –
-13,003
Closed -$636K
THS
1152
DELISTED
Treehouse Foods
THS
– –
-3,453
Closed -$226K
TLT icon
1153
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
– –
-5,000
Closed -$552K
TMHC icon
1154
Taylor Morrison
TMHC
– –
-8,400
Closed -$205K
TMO icon
1155
Thermo Fisher Scientific
TMO
$214B
– –
-2,442
Closed -$207K
TMUS icon
1156
T-Mobile US
TMUS
$198B
– –
-8,700
Closed -$216K
TR icon
1157
Tootsie Roll Industries
TR
$2.96B
– –
-21,632
Closed -$468K
TRIP icon
1158
TripAdvisor
TRIP
$1.73B
– –
-8,530
Closed -$519K
TTEK icon
1159
Tetra Tech
TTEK
$8.68B
– –
-196,105
Closed -$922K
TURN
1160
DELISTED
180 Degree Capital
TURN
– –
-44,951
Closed -$410K
TWI icon
1161
Titan International
TWI
$527M
– –
-205,841
Closed -$3.47M
TWO
1162
Two Harbors Investment
TWO
$1.27B
– –
-104,702
Closed -$8.59M
UAMY icon
1163
United States Antimony
UAMY
$756M
– –
-231,663
Closed -$257K
UHAL icon
1164
U-Haul Holding Co
UHAL
$14.4B
– –
-240,840
Closed -$3.9M
UNFI icon
1165
United Natural Foods
UNFI
$3.08B
– –
-4,820
Closed -$260K
UNG icon
1166
CALL
United States Natural Gas Fund
UNG
$443M
– –
-12,500
Closed -$3.79M
UPS icon
1167
United Parcel Service
UPS
$89.9B
– –
-10,220
Closed -$884K
UTHR icon
1168
United Therapeutics
UTHR
$26.2B
– –
-4,739
Closed -$311K
V icon
1169
Visa
V
$701B
– –
-6,000
Closed -$274K
VC icon
1170
Visteon
VC
$2.87B
– –
-3,289
Closed -$208K
VFC icon
1171
VF Corp
VFC
$6.96B
– –
-10,204
Closed -$464K
VIAV icon
1172
Viavi Solutions
VIAV
$8.63B
– –
-25,614
Closed -$210K
VLO icon
1173
Valero Energy
VLO
$88.7B
– –
-53,825
Closed -$1.87M
VOYA icon
1174
Voya Financial
VOYA
$9B
– –
-7,800
Closed -$211K
VRE
1175
DELISTED
Veris Residential
VRE
– –
-24,002
Closed -$588K
45 46
47
48 49

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NIEF
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.