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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNI icon
1126
HNI Corp
HNI
$3.18B
– –
-6,138
Closed -$240K
HOFT icon
1127
Hooker Furnishings Corp
HOFT
$149M
– –
-46,276
Closed -$747K
HP icon
1128
Helmerich & Payne
HP
$3.28B
– –
-5,958
Closed -$692K
HRZN icon
1129
Horizon Technology Finance
HRZN
$294M
– –
-35,433
Closed -$518K
HSY icon
1130
Hershey
HSY
$36.9B
– –
-4,640
Closed -$452K
HTGC icon
1131
Hercules Capital
HTGC
$3.01B
– –
-265,074
Closed -$4.28M
HUBG icon
1132
HUB Group
HUBG
$2.96B
– –
-9,172
Closed -$231K
HUM icon
1133
Humana
HUM
$45.9B
– –
-5,265
Closed -$672K
HUN icon
1134
Huntsman Corp
HUN
$2.05B
– –
-15,743
Closed -$442K
HWC icon
1135
Hancock Whitney
HWC
$6.15B
– –
-21,948
Closed -$775K
IDA icon
1136
Idacorp
IDA
$8.28B
– –
-6,064
Closed -$351K
IEX icon
1137
IDEX
IEX
$16.7B
– –
-9,249
Closed -$747K
BRSL
1138
PUT
Brightstar Lottery PLC
BRSL
$1.94B
– –
-50,000
Closed -$796K
INVA icon
1139
Innoviva
INVA
$1.6B
– –
-55,000
Closed -$1.64M
IONS icon
1140
Ionis Pharmaceuticals
IONS
$9.07B
– –
-75,000
Closed -$2.58M
IPI icon
1141
Intrepid Potash
IPI
$466M
– –
-8,296
Closed -$1.39M
IRM icon
1142
Iron Mountain
IRM
$37.5B
– –
-22,830
Closed -$748K
ISSC icon
1143
Innovative Solutions & Support
ISSC
$337M
– –
-53,910
Closed -$401K
ITIC
1144
Investors Title Co
ITIC
$550M
– –
-5,684
Closed -$383K
ITRI icon
1145
Itron
ITRI
$4.45B
– –
-6,042
Closed -$245K
IVR icon
1146
Invesco Mortgage Capital
IVR
$766M
– –
-2,220
Closed -$385K
IYR icon
1147
PUT
iShares US Real Estate ETF
IYR
$4.77B
– –
-75,000
Closed -$5.38M
J icon
1148
Jacobs Solutions
J
$16.4B
– –
-16,265
Closed -$709K
JACK icon
1149
Jack in the Box
JACK
$306M
– –
-12,160
Closed -$728K
JAKK icon
1150
Jakks Pacific
JAKK
$298M
– –
-3,473
Closed -$269K
44 45
46
47 48

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NIEF
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.