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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNFG
1126
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-105,708
Closed -$1.12M
GM.WS.A
1127
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-7,915
Closed -$247K
BIN
1128
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
– –
-125,394
Closed -$3.1M
JTP
1129
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-53,215
Closed -$409K
ADT
1130
DELISTED
ADT Corp
ADT
– –
-40,527
Closed -$1.64M
YOKU
1131
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
– –
-15,400
Closed -$467K
LSG
1132
DELISTED
LAKE SHORE GOLD CORP
LSG
– –
-61,458
Closed -$28K
SFG
1133
DELISTED
STANCORP FINL GRP
SFG
– –
-3,523
Closed -$234K
SLH
1134
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
– –
-16,275
Closed -$1.15M
PCL
1135
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-7,426
Closed -$345K
BRCM
1136
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-70,008
Closed -$2.08M
MW
1137
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-17,249
Closed -$881K
ACI
1138
DELISTED
ARCH COAL, INC.
ACI
– –
-19,644
Closed -$874K
GM.WS.C
1139
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
– –
-75,000
Closed -$413K
HUB.B
1140
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-72,045
Closed -$7.84M
CSG
1141
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-12,139
Closed -$93K
CYT
1142
DELISTED
CYTEC INDS INC
CYT
– –
-13,850
Closed -$645K
MSO
1143
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
– –
-20,370
Closed -$86K
CYN
1144
DELISTED
CITY NATIONAL CORPORATION
CYN
– –
-7,145
Closed -$566K
CNW
1145
DELISTED
CON-WAY INC.
CNW
– –
-31,918
Closed -$1.27M
HCBK
1146
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-160,500
Closed -$1.51M
THOR
1147
DELISTED
THORATEC CORPORATION
THOR
– –
-36,916
Closed -$1.35M
HME
1148
DELISTED
HOME PROPERTIES, INC
HME
– –
-5,338
Closed -$286K
NLSN
1149
DELISTED
Nielsen Holdings plc
NLSN
– –
-36,796
Closed -$1.69M
PLL
1150
DELISTED
PALL CORP
PLL
– –
-13,693
Closed -$1.17M
44 45
46
47 48

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HIM
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MCA
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CTAF
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.