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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ON icon
1126
ON Semiconductor
ON
$33.3B
– –
-24,733
Closed -$181K
PCAR icon
1127
PACCAR
PCAR
$72.3B
– –
-32,585
Closed -$1.21M
PCK
1128
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-10,100
Closed -$92K
PDM
1129
Piedmont Realty Trust
PDM
$1.2B
– –
-49,752
Closed -$864K
PEG icon
1130
Public Service Enterprise Group
PEG
$39.7B
– –
-9,000
Closed -$296K
PH icon
1131
Parker-Hannifin
PH
$125B
– –
-3,347
Closed -$364K
PII icon
1132
Polaris
PII
$4.2B
– –
-3,800
Closed -$491K
PMF
1133
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-11,400
Closed -$142K
PML
1134
PIMCO Municipal Income Fund II
PML
$487M
– –
-12,964
Closed -$143K
PMM
1135
Franklin Managed Municipal Income Trust
PMM
$272M
– –
-21,200
Closed -$145K
PMO
1136
Franklin Municipal Opportunities Trust
PMO
$282M
– –
-13,000
Closed -$142K
PMX
1137
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-10,600
Closed -$111K
PNR icon
1138
Pentair
PNR
$10.6B
– –
-44,560
Closed -$1.94M
PRA
1139
DELISTED
ProAssurance
PRA
– –
-60,542
Closed -$2.73M
PRDO icon
1140
Perdoceo Education
PRDO
$2.06B
– –
-11,274
Closed -$31K
PSA icon
1141
Public Storage
PSA
$62.2B
– –
-4,903
Closed -$788K
PVH icon
1142
PVH
PVH
$3.99B
– –
-6,925
Closed -$822K
RBA icon
1143
RB Global
RBA
$21.8B
– –
-59,954
Closed -$1.21M
RCL icon
1144
Royal Caribbean
RCL
$86B
– –
-20,412
Closed -$781K
REG icon
1145
Regency Centers
REG
$15B
– –
-16,446
Closed -$795K
REGN icon
1146
Regeneron Pharmaceuticals
REGN
$72B
– –
-23,622
Closed -$7.39M
RGA icon
1147
Reinsurance Group of America
RGA
$15.9B
– –
-3,624
Closed -$243K
RLJ icon
1148
RLJ Lodging Trust
RLJ
$1.87B
– –
-26,006
Closed -$611K
RMD icon
1149
ResMed
RMD
$30.1B
– –
-4,920
Closed -$260K
ROK icon
1150
Rockwell Automation
ROK
$52.5B
– –
-3,355
Closed -$359K
44 45
46
47 48

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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.