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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
1101
Fastenal
FAST
$55.2B
$888K 0.01%
85,028
-16,072
-16% -$171K
GD icon
1102
General Dynamics
GD
$106B
$888K 0.01%
5,718
-38,903
-87% -$5.8M
WAB icon
1103
Wabtec
WAB
$51.7B
$886K 0.01%
10,855
-67,436
-86% -$4.95M
POST icon
1104
Post Holdings
POST
$4.27B
$883K 0.01%
17,497
-324,624
-95% -$17.8M
GOOG icon
1105
Alphabet (Google) Class C
GOOG
$4.07T
$881K 0.01%
22,660
+5,000
+28% +$190K
SITC icon
1106
SITE Centers
SITC
$235M
$880K 0.01%
39,200
-23,784
-38% -$573K
ASRT
1107
CALL
DELISTED
Assertio
ASRT
$875K 0.01%
+583
New +$732K
CRS icon
1108
Carpenter Technology
CRS
$27.8B
$875K 0.01%
21,202
-36,076
-63% -$1.36M
CW icon
1109
Curtiss-Wright
CW
$26.9B
$875K 0.01%
9,605
-29,805
-76% -$2.62M
KRC icon
1110
Kilroy Realty
KRC
$4.5B
$874K 0.01%
12,600
+3,475
+38% +$245K
CFG icon
1111
Citizens Financial Group
CFG
$30.8B
$871K 0.01%
35,252
-115,629
-77% -$2.66M
UHS icon
1112
Universal Health Services
UHS
$10.1B
$871K 0.01%
7,067
-20,326
-74% -$2.57M
VRSK icon
1113
Verisk Analytics
VRSK
$27.8B
$871K 0.01%
10,714
-5,160
-33% -$427K
NXTM
1114
DELISTED
NxStage Medical Inc.
NXTM
$871K 0.01%
34,877
-5,438
-13% -$127K
MRC
1115
DELISTED
MRC Global
MRC
$869K 0.01%
52,910
+7,724
+17% +$111K
ASH icon
1116
Ashland
ASH
$3.11B
$868K 0.01%
15,295
-10,245
-40% -$588K
TECK icon
1117
Teck Resources
TECK
$28.8B
$867K 0.01%
+48,123
New +$767K
CSCO icon
1118
Cisco
CSCO
$456B
$864K 0.01%
27,236
-291,054
-91% -$8.95M
GWR
1119
DELISTED
Genesee & Wyoming Inc.
GWR
$862K 0.01%
+12,501
New +$819K
BUD icon
1120
AB InBev
BUD
$161B
$861K 0.01%
6,551
+4,746
+263% +$600K
FET icon
1121
Forum Energy Technologies
FET
$593M
$861K 0.01%
2,167
-197
-8% -$67.8K
LULU icon
1122
lululemon athletica
LULU
$13.7B
$859K 0.01%
14,083
-8,814
-38% -$651K
NLSN
1123
CALL
DELISTED
Nielsen Holdings plc
NLSN
$857K 0.01%
16,000
– –
NLSN
1124
PUT
DELISTED
Nielsen Holdings plc
NLSN
$857K 0.01%
16,000
– –
GRPN icon
1125
Groupon
GRPN
$1.07B
$852K 0.01%
8,276
+6,983
+540% +$681K
43 44
45
46 47

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.