We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLAD icon
1101
Gladstone Capital
GLAD
$436M
– –
-45,217
Closed -$910K
GLD icon
1102
SPDR Gold Trust
GLD
$131B
– –
-10,000
Closed -$1.23M
GLPI icon
1103
Gaming and Leisure Properties
GLPI
$13B
– –
-23,926
Closed -$813K
CBIO
1104
Crescent Biopharma
CBIO
$609M
– –
-345
Closed -$291K
GME icon
1105
GameStop
GME
$9.86B
– –
-20,412
Closed -$206K
GNE icon
1106
Genie Energy
GNE
$385M
– –
-55,591
Closed -$438K
GNTX icon
1107
Gentex
GNTX
$5.07B
– –
-18,400
Closed -$268K
GS icon
1108
CALL
Goldman Sachs
GS
$307B
– –
-20,500
Closed -$3.43M
GS icon
1109
Goldman Sachs
GS
$307B
– –
-4,721
Closed -$829K
GSIT icon
1110
GSI Technology
GSIT
$214M
– –
-88,105
Closed -$525K
GSM icon
1111
FerroAtlántica
GSM
$622M
– –
-10,455
Closed -$217K
GT icon
1112
Goodyear
GT
$2.11B
– –
-13,900
Closed -$386K
GVA icon
1113
Granite Construction
GVA
$5.33B
– –
-5,777
Closed -$208K
GWW icon
1114
W.W. Grainger
GWW
$65.4B
– –
-9,275
Closed -$2.36M
GYRE icon
1115
Gyre Therapeutics
GYRE
$666M
– –
-152
Closed -$541K
H icon
1116
Hyatt Hotels
H
$17.7B
– –
-14,512
Closed -$885K
HAL icon
1117
Halliburton
HAL
$26.3B
– –
-11,571
Closed -$822K
HBCP icon
1118
Home Bancorp
HBCP
$564M
– –
-27,901
Closed -$614K
HBIO icon
1119
Harvard Bioscience
HBIO
$26.7M
– –
-11,558
Closed -$526K
HEI icon
1120
HEICO Corp
HEI
$50.5B
– –
-23,210
Closed -$494K
HHH icon
1121
Howard Hughes
HHH
$3.96B
– –
-2,832
Closed -$426K
HIFS icon
1122
Hingham Institution for Saving
HIFS
$620M
– –
-5,521
Closed -$438K
HIMX
1123
Himax Technologies
HIMX
$2.09B
– –
-28,200
Closed -$193K
HIW icon
1124
Highwoods Properties
HIW
$3.72B
– –
-9,971
Closed -$418K
HLX icon
1125
Helix Energy Solutions
HLX
$1.35B
– –
-15,495
Closed -$408K
43 44
45
46 47

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.