We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSNI
1101
DELISTED
HSN, Inc.
HSNI
– –
-4,411
Closed -$275K
CBF
1102
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
– –
-11,816
Closed -$269K
ABCO
1103
DELISTED
Advisory Board Co
ABCO
– –
-3,478
Closed -$221K
CAB
1104
DELISTED
Cabela's Inc
CAB
– –
-8,633
Closed -$575K
WBMD
1105
DELISTED
WebMD Health Corp.
WBMD
– –
-20,131
Closed -$795K
PPP
1106
DELISTED
Primero Mining Corp
PPP
– –
-10,934
Closed -$48K
XRA
1107
DELISTED
Exeter Resources Corporation
XRA
– –
-341,291
Closed -$181K
KCG
1108
DELISTED
KCG Holdings, Inc.
KCG
– –
-17,843
Closed -$213K
PNRA
1109
DELISTED
Panera Bread Co
PNRA
– –
-7,935
Closed -$1.4M
KATE
1110
DELISTED
Kate Spade & Company
KATE
– –
-19,719
Closed -$632K
PVTB
1111
DELISTED
PrivateBancorp Inc
PVTB
– –
-8,574
Closed -$248K
YHOO
1112
DELISTED
Yahoo Inc
YHOO
– –
-16,245
Closed -$656K
MJN
1113
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-3,792
Closed -$317K
WILN
1114
DELISTED
Wi-LAN Inc.
WILN
– –
-19,489
Closed -$65K
EXAR
1115
DELISTED
Exar Corporation
EXAR
– –
-79,717
Closed -$940K
BEAV
1116
DELISTED
B/E Aerospace Inc
BEAV
– –
-10,456
Closed -$660K
MENT
1117
DELISTED
Mentor Graphics Corp
MENT
– –
-12,968
Closed -$312K
TPLM
1118
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-96,227
Closed -$801K
LOCK
1119
DELISTED
LifeLock, Inc.
LOCK
– –
-19,749
Closed -$324K
TMH
1120
DELISTED
Team Health Holdings Inc
TMH
– –
-24,326
Closed -$1.11M
IM
1121
DELISTED
Ingram Micro
IM
– –
-9,376
Closed -$219K
QLTI
1122
DELISTED
QLT Inc
QLTI
– –
-20,445
Closed -$114K
EPIQ
1123
DELISTED
EPIQ SYSTEMS INC
EPIQ
– –
-11,495
Closed -$186K
FMER
1124
DELISTED
FIRSTMERIT CORP
FMER
– –
-35,781
Closed -$795K
TUMI
1125
DELISTED
TUMI HLDGS INC COM
TUMI
– –
-11,054
Closed -$249K
43 44
45
46 47

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.