PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1101
– –
-21,313
1102
– –
-58
1103
– –
-16,442
1104
– –
-536
1105
– –
-34,948
1106
– –
-79,958
1107
– –
-8,772
1108
– –
-10,605
1109
– –
-88,819
1110
– –
-6,500
1111
– –
-12,587
1112
– –
-3,284
1113
– –
-83,333
1114
– –
-37,464
1115
– –
-3,050
1116
– –
-42,398
1117
– –
-13,192
1118
– –
-3,000
1119
– –
-117,640
1120
– –
-15,100
1121
– –
-47,617
1122
– –
-9,000
1123
– –
0
1124
– –
-8,019
1125
– –
-156,100
43 44
45
46 47