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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
1101
PNC Financial Services
PNC
$100B
– –
-16,245
Closed -$1.18M
POOL icon
1102
Pool Corp
POOL
$6.88B
– –
-5,302
Closed -$278K
PPG icon
1103
PPG Industries
PPG
$27.1B
– –
-26,384
Closed -$1.93M
PPL
1104
PPL Corp
PPL
$27.3B
– –
-27,452
Closed -$773K
PPT
1105
Franklin Premier Income Trust
PPT
$323M
– –
-25,900
Closed -$139K
PRAA icon
1106
PRA Group
PRAA
$695M
– –
-4,947
Closed -$253K
PRGS icon
1107
Progress Software
PRGS
$1.66B
– –
-9,764
Closed -$225K
PRLB icon
1108
Protolabs
PRLB
$1.79B
– –
-3,179
Closed -$207K
PRU icon
1109
Prudential Financial
PRU
$43.1B
– –
-3,790
Closed -$277K
PRTS icon
1110
CarParts.com
PRTS
$42.5M
– –
-6,883
Closed -$79K
PSLV icon
1111
Sprott Physical Silver Trust
PSLV
$11.7B
– –
-500,000
Closed -$3.85M
PTC icon
1112
PTC
PTC
$14.9B
– –
-8,492
Closed -$208K
PTY icon
1113
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
– –
-13,900
Closed -$272K
PZZA icon
1114
Papa John's
PZZA
$1.03B
– –
-9,766
Closed -$320K
QMCO icon
1115
Quantum Corp
QMCO
$439M
– –
-360
Closed -$79K
QUIK icon
1116
QuickLogic
QUIK
$218M
– –
-13,566
Closed -$420K
RAMP icon
1117
LiveRamp
RAMP
$2.3B
– –
-10,621
Closed -$241K
RCI icon
1118
Rogers Communications
RCI
$18.3B
– –
-50,643
Closed -$1.99M
RDN icon
1119
Radian Group
RDN
$5.22B
– –
-35,686
Closed -$415K
RH icon
1120
RH
RH
$3.37B
– –
-2,800
Closed -$210K
RHI icon
1121
Robert Half
RHI
$4.1B
– –
-6,713
Closed -$223K
RVTY icon
1122
Revvity
RVTY
$12.4B
– –
-15,300
Closed -$497K
SABA
1123
Saba Capital Income & Opportunities Fund II
SABA
$222M
– –
-8,250
Closed -$143K
SAND
1124
DELISTED
Sandstorm Gold
SAND
– –
-15,409
Closed -$90K
FLNA
1125
Filana Therapeutics
FLNA
$43.7M
– –
-23,383
Closed -$362K
43 44
45
46 47

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.