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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRI
1076
DELISTED
Everi Holdings
EVRI
– –
-10,247
Closed -$91K
EW icon
1077
Edwards Lifesciences
EW
$48.3B
– –
-176,610
Closed -$2.53M
EWBC icon
1078
East-West Bancorp
EWBC
$17.9B
– –
-6,300
Closed -$220K
EWW icon
1079
iShares MSCI Mexico ETF
EWW
$1.92B
– –
-37,706
Closed -$2.56M
EXC icon
1080
Exelon
EXC
$48.7B
– –
-17,525
Closed -$456K
FAF icon
1081
First American
FAF
$8.02B
– –
-19,747
Closed -$549K
FAS icon
1082
PUT
Direxion Daily Financial Bull 3x ETF
FAS
$2.51B
– –
-134,000
Closed -$3.35M
FAZ icon
1083
PUT
Direxion Daily Financial Bear 3x ETF
FAZ
$82.5M
– –
-106
Closed -$3M
FBIO icon
1084
Fortress Biotech
FBIO
$111M
– –
-9,882
Closed -$255K
FCF icon
1085
First Commonwealth Financial
FCF
$2.17B
– –
-28,931
Closed -$267K
DMC
1086
Del Monte Corp
DMC
$1.39B
– –
-12,209
Closed -$374K
FDS icon
1087
Factset
FDS
$10.2B
– –
-6,534
Closed -$786K
FDUS icon
1088
Fidus Investment
FDUS
$757M
– –
-58,793
Closed -$1.21M
FHN icon
1089
First Horizon
FHN
$12.2B
– –
-25,006
Closed -$297K
FISV
1090
Fiserv Inc
FISV
$29B
– –
-67,024
Closed -$2.02M
FLEX icon
1091
Flex
FLEX
$39.2B
– –
-24,523
Closed -$205K
FSP
1092
Franklin Street Properties
FSP
$48.6M
– –
-11,966
Closed -$151K
FTNT icon
1093
Fortinet
FTNT
$111B
– –
-124,000
Closed -$623K
FULT icon
1094
Fulton Financial
FULT
$4.72B
– –
-17,337
Closed -$215K
FXI icon
1095
CALL
iShares China Large-Cap ETF
FXI
$4.27B
– –
-76,000
Closed -$2.81M
G icon
1096
Genpact
G
$5.88B
– –
-78,876
Closed -$1.38M
GAIN icon
1097
Gladstone Investment Corp
GAIN
$651M
– –
-114,015
Closed -$844K
GBDC icon
1098
Golub Capital BDC
GBDC
$3.37B
– –
-163,717
Closed -$2.84M
GCO icon
1099
Genesco
GCO
$431M
– –
-2,869
Closed -$236K
GGG icon
1100
Graco
GGG
$13.3B
– –
-20,523
Closed -$534K
42 43
44
45 46

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.