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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKS
1076
DELISTED
Barnes & Noble
BKS
– –
-1,220,800
Closed -$12M
FTD
1077
DELISTED
FTD Companies, Inc. Common Stock
FTD
– –
-19,631
Closed -$640K
WFT
1078
DELISTED
Weatherford International plc
WFT
– –
-26,420
Closed -$409K
ULTI
1079
DELISTED
Ultimate Software Group Inc
ULTI
– –
-1,638
Closed -$251K
MBFI
1080
DELISTED
MB Financial Corp
MBFI
– –
-9,569
Closed -$308K
TFCFA
1081
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
– –
-141,852
Closed -$4.99M
NTRI
1082
DELISTED
NutriSystem, Inc.
NTRI
– –
-36,659
Closed -$603K
WELL.PRI
1083
DELISTED
Welltower Inc.
WELL.PRI
– –
-40,000
Closed -$2.06M
SN
1084
DELISTED
Sanchez Energy Corporation
SN
– –
-59,990
Closed -$1.47M
P
1085
DELISTED
Pandora Media Inc
P
– –
-7,797
Closed -$207K
VVC
1086
DELISTED
Vectren Corporation
VVC
– –
-6,667
Closed -$236K
ESND
1087
DELISTED
Essendant Inc.
ESND
– –
-8,349
Closed -$383K
SONC
1088
DELISTED
Sonic Corp
SONC
– –
-42,480
Closed -$858K
SODA
1089
DELISTED
SodaStream International Ltd
SODA
– –
-20,514
Closed -$1.02M
LHO
1090
DELISTED
LaSalle Hotel Properties
LHO
– –
-7,136
Closed -$220K
AET
1091
DELISTED
Aetna Inc
AET
– –
-25,103
Closed -$1.72M
CVG
1092
DELISTED
Convergys
CVG
– –
-12,390
Closed -$261K
NSM
1093
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-11,465
Closed -$424K
FNGN
1094
DELISTED
Financial Engines, Inc.
FNGN
– –
-4,405
Closed -$306K
MON
1095
CALL
DELISTED
Monsanto Co
MON
– –
-20,000
Closed -$2.33M
MON
1096
DELISTED
Monsanto Co
MON
– –
-39,695
Closed -$4.63M
OA
1097
DELISTED
Orbital ATK, Inc.
OA
– –
-22,817
Closed -$2.78M
DYN
1098
DELISTED
Dynegy, Inc.
DYN
– –
-10,633
Closed -$229K
BBG
1099
DELISTED
Bill Barrett Corp
BBG
– –
-14,364
Closed -$385K
TTF
1100
DELISTED
Thai Fund
TTF
– –
-28,315
Closed -$514K
42 43
44
45 46

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.