PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1076
– –
-4,391
1077
– –
-19,200
1078
– –
-127,900
1079
– –
-23,700
1080
– –
-13,000
1081
– –
-56,500
1082
– –
-147,347
1083
– –
-19,946
1084
– –
-32,557
1085
– –
-11,787
1086
– –
-10,200
1087
– –
-55,500
1088
– –
-7,400
1089
– –
-451,457
1090
– –
-25,000
1091
– –
-118,835
1092
– –
-1,075,000
1093
– –
-115,000
1094
– –
-386,671
1095
– –
-1,048,259
1096
– –
-1,151,428
1097
– –
-60,000
1098
– –
-200,200
1099
– –
-658,737
1100
– –
-250,000
42 43
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