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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KTF
1076
DWS Municipal Income Trust
KTF
$344M
– –
-11,500
Closed -$142K
LEA icon
1077
Lear
LEA
$7.46B
– –
-23,278
Closed -$1.67M
LEO
1078
BNY Mellon Strategic Municipals
LEO
$387M
– –
-18,500
Closed -$148K
LHX icon
1079
L3Harris
LHX
$56.7B
– –
-12,321
Closed -$731K
LOW icon
1080
Lowe's Companies
LOW
$121B
– –
-96,805
Closed -$4.61M
LSTA icon
1081
Lisata Therapeutics
LSTA
$11.8M
– –
-73
Closed -$94K
LUMN icon
1082
Lumen
LUMN
$6.24B
– –
-32,182
Closed -$1.01M
LVS icon
1083
Las Vegas Sands
LVS
$31.9B
– –
-4,040
Closed -$269K
MA icon
1084
Mastercard
MA
$496B
– –
-31,720
Closed -$2.13M
MAC icon
1085
Macerich
MAC
$7.56B
– –
-17,384
Closed -$981K
MAV
1086
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-10,700
Closed -$144K
MDT icon
1087
Medtronic
MDT
$111B
– –
-50,000
Closed -$2.66M
MET icon
1088
MetLife
MET
$62.6B
– –
-32,501
Closed -$1.36M
MFA
1089
MFA Financial
MFA
$936M
– –
-22,574
Closed -$673K
MFC icon
1090
Manulife Financial
MFC
$74B
– –
-41,346
Closed -$683K
MFM
1091
Aberdeen Municipal Income Fund
MFM
$222M
– –
-13,734
Closed -$88K
MKC icon
1092
McCormick & Company Non-Voting
MKC
$13.8B
– –
-44,200
Closed -$1.43M
MMU
1093
Western Asset Managed Municipals Fund
MMU
$551M
– –
-11,600
Closed -$143K
MQY icon
1094
BlackRock MuniYield Quality Fund
MQY
$811M
– –
-10,300
Closed -$144K
MRVL icon
1095
Marvell Technology
MRVL
$157B
– –
-28,847
Closed -$332K
MSFT icon
1096
Microsoft
MSFT
$2.95T
– –
-60,667
Closed -$2.02M
MSFT icon
1097
PUT
Microsoft
MSFT
$2.95T
– –
-50,000
Closed -$1.67M
MSM icon
1098
MSC Industrial Direct
MSM
$6.98B
– –
-3,461
Closed -$282K
MTW icon
1099
Manitowoc
MTW
$522M
– –
-13,886
Closed -$246K
MUC icon
1100
BlackRock MuniHoldings California Quality Fund
MUC
$1B
– –
-10,604
Closed -$144K
42 43
44
45 46

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.