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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRG icon
1076
NRG Energy
NRG
$26.9B
– –
-10,169
Closed -$275K
NVDA icon
1077
PUT
NVIDIA
NVDA
$4.78T
– –
-6,000,000
Closed -$2.1M
NWBI icon
1078
Northwest Bancshares
NWBI
$2.35B
– –
-12,859
Closed -$174K
O icon
1079
Realty Income
O
$61.5B
– –
-16,151
Closed -$656K
OFS icon
1080
OFS Capital
OFS
$45.8M
– –
-28,953
Closed -$345K
OGE icon
1081
OGE Energy
OGE
$10.2B
– –
-6,062
Closed -$207K
OHI icon
1082
Omega Healthcare
OHI
$15.4B
– –
-269,737
Closed -$8.37M
OII icon
1083
Oceaneering
OII
$4.79B
– –
-4,056
Closed -$293K
OKE icon
1084
Oneok
OKE
$56.1B
– –
-7,922
Closed -$287K
ACH
1085
Accendra Health
ACH
$247M
– –
-6,456
Closed -$218K
ORI icon
1086
Old Republic International
ORI
$10.8B
– –
-45,592
Closed -$587K
OTEX icon
1087
Open Text
OTEX
$5.99B
– –
-34,744
Closed -$594K
OXY icon
1088
Occidental Petroleum
OXY
$54B
– –
-2,417
Closed -$207K
PBF icon
1089
PBF Energy
PBF
$7.26B
– –
-25,538
Closed -$661K
PBI icon
1090
Pitney Bowes
PBI
$2.43B
– –
-46,461
Closed -$682K
PCH
1091
DELISTED
PotlatchDeltic
PCH
– –
-46,916
Closed -$1.9M
PDI icon
1092
PIMCO Dynamic Income Fund
PDI
$7.38B
– –
-9,400
Closed -$275K
PFG icon
1093
Principal Financial Group
PFG
$24.5B
– –
-30,085
Closed -$1.13M
PFN
1094
PIMCO Income Strategy Fund II
PFN
$694M
– –
-18,300
Closed -$193K
PFX icon
1095
PhenixFIN
PFX
$86.7M
– –
-557
Closed -$151K
PGR icon
1096
Progressive
PGR
$129B
– –
-8,241
Closed -$209K
PHK
1097
PIMCO High Income Fund
PHK
$863M
– –
-23,800
Closed -$279K
PIM
1098
Franklin Master Intermediate Income Trust
PIM
$149M
– –
-12,200
Closed -$61K
PKG icon
1099
Packaging Corp of America
PKG
$22.5B
– –
-5,574
Closed -$273K
PLCE icon
1100
Children's Place
PLCE
$54.5M
– –
-5,983
Closed -$328K
42 43
44
45 46

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.