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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
1051
Broadcom
AVGO
$1.85T
– –
-40,690
Closed -$1.94M
AVT icon
1052
Avnet
AVT
$7.29B
– –
-17,089
Closed -$685K
AVXL icon
1053
Anavex Life Sciences
AVXL
$255M
– –
-12,033
Closed -$275K
AVY icon
1054
Avery Dennison
AVY
$13B
– –
-7,765
Closed -$1.63M
AWK icon
1055
CALL
American Water Works
AWK
$26.7B
– –
-300
Closed -$46K
AWK icon
1056
American Water Works
AWK
$26.7B
– –
-2,022
Closed -$312K
AWR icon
1057
American States Water
AWR
$3.36B
– –
-5,903
Closed -$470K
DCH
1058
Dauch Corp
DCH
$1.34B
– –
-28,133
Closed -$291K
AXP icon
1059
CALL
American Express
AXP
$227B
– –
-7,000
Closed -$1.16M
AXP icon
1060
American Express
AXP
$227B
– –
-960
Closed -$159K
AXTI icon
1061
AXT Inc
AXTI
$3.95B
– –
-13,035
Closed -$143K
AXSM icon
1062
Axsome Therapeutics
AXSM
$11.2B
– –
-4,599
Closed -$311K
AZTA icon
1063
Azenta
AZTA
$1.3B
– –
-7,119
Closed -$679K
AZZ icon
1064
AZZ Inc
AZZ
$4.35B
– –
-5,826
Closed -$301K
AZO icon
1065
CALL
AutoZone
AZO
$49.2B
– –
-2,700
Closed -$4.03M
AZO icon
1066
AutoZone
AZO
$49.2B
– –
-7
Closed -$10K
BA icon
1067
CALL
Boeing
BA
$171B
– –
-6,400
Closed -$1.53M
BA icon
1068
Boeing
BA
$171B
– –
-1,702
Closed -$408K
BAC icon
1069
Bank of America
BAC
$435B
– –
-21,866
Closed -$901K
BAH icon
1070
Booz Allen Hamilton
BAH
$8.39B
– –
-14,213
Closed -$1.21M
BALL icon
1071
CALL
Ball Corp
BALL
$17.3B
– –
-46,500
Closed -$3.77M
BALL icon
1072
Ball Corp
BALL
$17.3B
– –
-73,757
Closed -$5.98M
BAP icon
1073
Credicorp
BAP
$31.8B
– –
-28,382
Closed -$3.44M
BATRA icon
1074
Atlanta Braves Holdings Series A
BATRA
$3.49B
– –
-420
Closed -$12K
BATRK icon
1075
Atlanta Braves Holdings Series B
BATRK
$3.26B
– –
-1,511
Closed -$42K
41 42
43
44 45

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NIEF
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HIM
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MCA
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MC
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CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
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MCM
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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.