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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPR
1051
DELISTED
Express, Inc.
EXPR
$1.2M 0.02%
8,886
-4,279
-33% -$540K
JAZZ icon
1052
PUT
Jazz Pharmaceuticals
JAZZ
$16.4B
$1.2M 0.02%
+8,200
New +$1.24M
FITB
1053
Fifth Third Bancorp
FITB
$52.1B
$1.2M 0.02%
42,823
-14,193
-25% -$377K
NUVA
1054
DELISTED
NuVasive, Inc.
NUVA
$1.2M 0.02%
+21,598
New +$1.43M
FDS icon
1055
Factset
FDS
$10.1B
$1.19M 0.02%
6,608
-9,731
-60% -$1.59M
ECL icon
1056
Ecolab
ECL
$79.6B
$1.19M 0.02%
9,248
+7,048
+320% +$927K
VAR
1057
DELISTED
Varian Medical Systems, Inc.
VAR
$1.19M 0.02%
11,878
-13,702
-54% -$1.41M
UNM icon
1058
Unum
UNM
$14B
$1.19M 0.02%
23,209
-47,078
-67% -$2.3M
MIK
1059
DELISTED
Michaels Stores, Inc
MIK
$1.18M 0.02%
55,163
+34,469
+167% +$702K
TRU icon
1060
TransUnion
TRU
$16.6B
$1.18M 0.02%
+25,039
New +$1.15M
DVN icon
1061
PUT
Devon Energy
DVN
$49.2B
$1.18M 0.02%
+32,100
New +$1.04M
PEB icon
1062
Pebblebrook Hotel Trust
PEB
$2.15B
$1.18M 0.02%
32,621
-1,903
-6% -$63.3K
ATH
1063
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$1.18M 0.02%
+21,881
New +$1.13M
CACI icon
1064
CACI
CACI
$11.3B
$1.18M 0.02%
+8,427
New +$1.09M
MNST icon
1065
Monster Beverage
MNST
$96.6B
$1.17M 0.02%
42,404
-23,738
-36% -$640K
IPGP icon
1066
IPG Photonics
IPGP
$3.52B
$1.16M 0.02%
+6,260
New +$1.04M
NBL
1067
DELISTED
Noble Energy, Inc.
NBL
$1.16M 0.02%
40,816
-16,579
-29% -$437K
EVR icon
1068
Evercore
EVR
$13.2B
$1.16M 0.02%
+14,397
New +$1.08M
KLAC icon
1069
CALL
KLA
KLAC
$251B
$1.16M 0.02%
+109,000
New +$1.04M
SMH icon
1070
VanEck Semiconductor ETF
SMH
$64.1B
$1.16M 0.02%
24,750
+11,442
+86% +$500K
TKR icon
1071
Timken Company
TKR
$9.8B
$1.15M 0.02%
23,721
-1,127
-5% -$52K
TTC icon
1072
Toro Company
TTC
$9.15B
$1.15M 0.02%
18,540
+10,855
+141% +$727K
APA icon
1073
CALL
APA Corp
APA
$12.1B
$1.15M 0.02%
+25,000
New +$1.1M
BRC icon
1074
Brady Corp
BRC
$4.64B
$1.15M 0.02%
+30,178
New +$1.03M
CHK
1075
DELISTED
Chesapeake Energy Corporation
CHK
$1.14M 0.02%
1,330
-796
-37% -$683K
41 42
43
44 45

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HIM
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MCA
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OA
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CTAF
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.