We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
1051
CALL
HP
HPQ
$25.9B
$1.19M 0.01%
+80,000
New +$1.21M
HPQ icon
1052
PUT
HP
HPQ
$25.9B
$1.19M 0.01%
+80,000
New +$1.21M
OXM icon
1053
Oxford Industries
OXM
$613M
$1.19M 0.01%
19,750
+8,617
+77% +$568K
UGI icon
1054
UGI
UGI
$7.92B
$1.19M 0.01%
25,768
-8,690
-25% -$389K
FDC
1055
DELISTED
First Data Corporation
FDC
$1.18M 0.01%
+83,445
New +$1.19M
CBOE icon
1056
CALL
Cboe Global Markets
CBOE
$31.1B
$1.18M 0.01%
16,000
– –
CBOE icon
1057
PUT
Cboe Global Markets
CBOE
$31.1B
$1.18M 0.01%
16,000
– –
ANIP icon
1058
ANI Pharmaceuticals
ANIP
$1.84B
$1.18M 0.01%
+19,432
New +$1.19M
PHG icon
1059
Philips
PHG
$24.8B
$1.17M 0.01%
51,793
+31,119
+151% +$679K
LIVN icon
1060
LivaNova
LIVN
$4.51B
$1.17M 0.01%
+26,022
New +$1.28M
ZIONW
1061
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$1.17M 0.01%
+100,000
New +$776K
BBL
1062
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$1.17M 0.01%
+37,190
New +$1.18M
PFG icon
1063
Principal Financial Group
PFG
$24.6B
$1.17M 0.01%
20,111
+12,727
+172% +$713K
PSA icon
1064
Public Storage
PSA
$61.7B
$1.16M 0.01%
5,200
+113
+2% +$24K
DISH
1065
CALL
DELISTED
DISH Network Corp.
DISH
$1.16M 0.01%
20,000
-32,500
-62% -$1.86M
MXL icon
1066
MaxLinear
MXL
$5.35B
$1.16M 0.01%
+53,014
New +$1.1M
BIG
1067
DELISTED
Big Lots, Inc.
BIG
$1.16M 0.01%
23,018
+10,752
+88% +$528K
AG icon
1068
First Majestic Silver
AG
$7.75B
$1.15M 0.01%
151,145
+45,028
+42% +$376K
MGM icon
1069
CALL
MGM Resorts International
MGM
$11.8B
$1.15M 0.01%
40,000
– –
MGM icon
1070
PUT
MGM Resorts International
MGM
$11.8B
$1.15M 0.01%
40,000
– –
WB icon
1071
PUT
Weibo
WB
$1.95B
$1.15M 0.01%
+28,400
New +$1.35M
XHR
1072
Xenia Hotels & Resorts
XHR
$2.01B
$1.15M 0.01%
59,100
-9,954
-14% -$170K
DAN icon
1073
Dana Inc
DAN
$2.95B
$1.15M 0.01%
60,433
+25,899
+75% +$433K
DSKE
1074
DELISTED
Daseke, Inc. Common Stock
DSKE
$1.15M 0.01%
+113,687
New +$1.12M
ILMN icon
1075
Illumina
ILMN
$29.2B
$1.15M 0.01%
9,190
+6,980
+316% +$941K
41 42
43
44 45

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.