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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
1051
PUT
Devon Energy
DVN
$49.2B
– –
-20,000
Closed -$1.59M
DWSN icon
1052
Dawson Geophysical
DWSN
$137M
– –
-23,841
Closed -$371K
DXLG icon
1053
Destination XL Group
DXLG
$34.3M
– –
-35,193
Closed -$194K
EARN
1054
Ellington Residential Mortgage REIT
EARN
$167M
– –
-27,776
Closed -$473K
EBAY icon
1055
eBay
EBAY
$52.1B
– –
-267,352
Closed -$5.63M
ECL icon
1056
Ecolab
ECL
$79.6B
– –
-4,626
Closed -$515K
ED icon
1057
Consolidated Edison
ED
$41.3B
– –
-7,700
Closed -$445K
EEM icon
1058
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-42,000
Closed -$1.82M
EFA icon
1059
iShares MSCI EAFE ETF
EFA
$76.8B
– –
-15,000
Closed -$1.03M
EFA icon
1060
PUT
iShares MSCI EAFE ETF
EFA
$76.8B
– –
-275,000
Closed -$18.8M
EGAN icon
1061
eGain
EGAN
$190M
– –
-55,800
Closed -$378K
EGY icon
1062
Vaalco Energy
EGY
$540M
– –
-40,669
Closed -$294K
ELME
1063
Elme Communities
ELME
$142M
– –
-7,736
Closed -$201K
EME icon
1064
Emcor
EME
$31.4B
– –
-8,068
Closed -$359K
EMN icon
1065
Eastman Chemical
EMN
$7.79B
– –
-8,955
Closed -$747K
ENOV icon
1066
Enovis
ENOV
$1.7B
– –
-5,981
Closed -$767K
ENS icon
1067
EnerSys
ENS
$6.69B
– –
-10,196
Closed -$701K
ENTG icon
1068
Entegris
ENTG
$18B
– –
-17,740
Closed -$244K
EOG icon
1069
CALL
EOG Resources
EOG
$74.4B
– –
-13,200
Closed -$1.54M
EOG icon
1070
EOG Resources
EOG
$74.4B
– –
-1,814
Closed -$212K
EOG icon
1071
PUT
EOG Resources
EOG
$74.4B
– –
-3,000
Closed -$351K
EQR icon
1072
CALL
Equity Residential
EQR
$25.5B
– –
-4,000
Closed -$252K
EQR icon
1073
PUT
Equity Residential
EQR
$25.5B
– –
-4,000
Closed -$252K
ESSA
1074
DELISTED
ESSA Bancorp
ESSA
– –
-36,716
Closed -$409K
ETR icon
1075
Entergy
ETR
$52.4B
– –
-12,000
Closed -$493K
41 42
43
44 45

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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.