PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1051
– –
-56,500
1052
– –
-147,347
1053
– –
-19,946
1054
– –
-32,557
1055
– –
-11,787
1056
– –
-10,200
1057
– –
-55,500
1058
– –
-7,400
1059
– –
-451,457
1060
– –
-25,000
1061
– –
-118,835
1062
– –
-1,075,000
1063
– –
-115,000
1064
– –
-386,671
1065
– –
-1,048,259
1066
– –
-1,151,428
1067
– –
-60,000
1068
– –
-200,200
1069
– –
-658,737
1070
– –
-250,000
1071
– –
-150,000
1072
– –
-170,000
1073
– –
-18,854
1074
– –
-180,432
1075
– –
-15,000
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