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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLIT icon
1051
Harmonic Inc
HLIT
$1.2B
– –
-27,400
Closed -$211K
HON icon
1052
Honeywell
HON
$78.5B
– –
-17,445
Closed -$1.3M
HOV icon
1053
Hovnanian Enterprises
HOV
$801M
– –
-536
Closed -$70K
HRB icon
1054
H&R Block
HRB
$5.69B
– –
-34,948
Closed -$931K
PPLI
1055
People Inc
PPLI
$3.13B
– –
-79,958
Closed -$782K
IDXX icon
1056
Idexx Laboratories
IDXX
$44.9B
– –
-8,772
Closed -$437K
IIM icon
1057
Invesco Value Municipal Income Trust
IIM
$590M
– –
-10,605
Closed -$144K
ILMN icon
1058
Illumina
ILMN
$29.1B
– –
-88,819
Closed -$6.98M
IMO icon
1059
Imperial Oil
IMO
$60.8B
– –
-6,500
Closed -$285K
IQI icon
1060
Invesco Quality Municipal Securities
IQI
$530M
– –
-12,587
Closed -$146K
IVR icon
1061
Invesco Mortgage Capital
IVR
$768M
– –
-3,284
Closed -$505K
IYR icon
1062
iShares US Real Estate ETF
IYR
$4.77B
– –
-83,333
Closed -$5.31M
J icon
1063
Jacobs Solutions
J
$16.6B
– –
-37,464
Closed -$1.8M
JAKK icon
1064
Jakks Pacific
JAKK
$300M
– –
-3,050
Closed -$137K
JBLU icon
1065
JetBlue
JBLU
$2.22B
– –
-42,398
Closed -$282K
JCI icon
1066
Johnson Controls International
JCI
$86B
– –
-13,192
Closed -$573K
JJSF icon
1067
J&J Snack Foods
JJSF
$1.5B
– –
-3,000
Closed -$242K
JNPR
1068
DELISTED
Juniper Networks
JNPR
– –
-11,723
Closed -$233K
JPM icon
1069
JPMorgan Chase
JPM
$949B
– –
-117,640
Closed -$6.08M
JWN
1070
DELISTED
Nordstrom
JWN
– –
-15,100
Closed -$849K
OPLN
1071
Openlane
OPLN
$4.25B
– –
-47,617
Closed -$509K
KDP icon
1072
Keurig Dr Pepper
KDP
$42.2B
– –
-9,000
Closed -$403K
KMB icon
1073
Kimberly-Clark
KMB
$37.7B
– –
-24,511
Closed -$2.21M
KMT icon
1074
Kennametal
KMT
$2.71B
– –
-8,019
Closed -$366K
KO icon
1075
Coca-Cola
KO
$378B
– –
-156,100
Closed -$5.91M
41 42
43
44 45

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.