PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1051
– –
-11,600
1052
– –
-11,500
1053
– –
-15,683
1054
– –
-5,831
1055
– –
-1,614
1056
– –
-1,730
1057
– –
-61,200
1058
– –
-44,100
1059
– –
-20,954
1060
– –
-29,183
1061
– –
-20,072
1062
– –
-1,964
1063
– –
-15,800
1064
– –
-49,045
1065
– –
-30,234
1066
– –
-15,200
1067
– –
-10,357
1068
– –
-12,800
1069
– –
-71,233
1070
– –
-6,200
1071
– –
-10,500
1072
– –
-19,100
1073
– –
-65,000
1074
– –
-10,025
1075
– –
-10,300
41 42
43
44 45