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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MANH icon
1051
Manhattan Associates
MANH
$9.95B
– –
-12,952
Closed -$250K
MAT icon
1052
Mattel
MAT
$4.49B
– –
-6,066
Closed -$275K
MBI icon
1053
CALL
MBIA
MBI
$278M
– –
-20,000
Closed -$266K
MCK icon
1054
McKesson
MCK
$104B
– –
-13,005
Closed -$1.49M
MCR
1055
DELISTED
MFS Charter Income Trust
MCR
– –
-11,300
Closed -$105K
MFIC icon
1056
MidCap Financial Investment
MFIC
$811M
– –
-13,585
Closed -$315K
MIDD icon
1057
Middleby
MIDD
$6.11B
– –
-3,582
Closed -$203K
MIN
1058
Aberdeen Intermediate Income Fund
MIN
$273M
– –
-22,900
Closed -$132K
MRSH
1059
Marsh
MRSH
$91.7B
– –
-6,246
Closed -$249K
MMM icon
1060
3M
MMM
$94.1B
– –
-22,589
Closed -$2.07M
MMT
1061
Aberdeen Multi-Market Income Fund
MMT
$238M
– –
-11,300
Closed -$75K
MNRO icon
1062
Monro
MNRO
$537M
– –
-6,665
Closed -$321K
MOH icon
1063
Molina Healthcare
MOH
$10.5B
– –
-6,041
Closed -$225K
MORN icon
1064
Morningstar
MORN
$7.38B
– –
-4,219
Closed -$327K
MPT
1065
Medical Properties Trust
MPT
$2.89B
– –
-11,854
Closed -$170K
MSFT icon
1066
CALL
Microsoft
MSFT
$2.92T
– –
-20,000
Closed -$691K
MTD icon
1067
Mettler-Toledo International
MTD
$28.1B
– –
-2,321
Closed -$467K
MTN icon
1068
Vail Resorts
MTN
$5.6B
– –
-3,270
Closed -$201K
MU icon
1069
Micron Technology
MU
$927B
– –
-14,661
Closed -$210K
MUX icon
1070
McEwen Inc
MUX
$1.03B
– –
-93,283
Closed -$1.57M
NBIX icon
1071
Neurocrine Biosciences
NBIX
$18.4B
– –
-63,877
Closed -$855K
NCLH icon
1072
Norwegian Cruise Line
NCLH
$9.74B
– –
-6,800
Closed -$206K
NEE icon
1073
NextEra Energy
NEE
$186B
– –
-13,492
Closed -$275K
NLY icon
1074
Annaly Capital Management
NLY
$17.4B
– –
-178,700
Closed -$8.98M
NOW icon
1075
ServiceNow
NOW
$114B
– –
-25,500
Closed -$206K
41 42
43
44 45

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.