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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
1026
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-9,205
Closed -$418K
VGR
1027
DELISTED
Vector Group Ltd.
VGR
– –
-153,107
Closed -$1.33M
FAM
1028
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-23,124
Closed -$325K
TUP
1029
DELISTED
Tupperware Brands Corporation
TUP
– –
-2,555
Closed -$241K
EGIO
1030
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-483
Closed -$38K
CTR
1031
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-1,912
Closed -$211K
LL
1032
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-3,279
Closed -$338K
AIF
1033
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-13,270
Closed -$239K
SIX
1034
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-29,905
Closed -$1.1M
ERF
1035
DELISTED
Enerplus Corporation
ERF
– –
-20,496
Closed -$370K
FIF
1036
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-23,476
Closed -$489K
CPE
1037
DELISTED
Callon Petroleum Company
CPE
– –
-7,500
Closed -$490K
EXPR
1038
DELISTED
Express, Inc.
EXPR
– –
-963
Closed -$359K
SRC
1039
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-5,027
Closed -$222K
PACW
1040
DELISTED
PacWest Bancorp
PACW
– –
-24,203
Closed -$1.02M
LSI
1041
DELISTED
Life Storage, Inc.
LSI
– –
-7,674
Closed -$333K
DBD
1042
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-56,067
Closed -$1.85M
BBBY
1043
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-15,032
Closed -$1.21M
AUY
1044
DELISTED
Yamana Gold, Inc.
AUY
– –
-43,873
Closed -$378K
IVH
1045
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-17,203
Closed -$309K
VIVO
1046
DELISTED
Meridian Bioscience Inc
VIVO
– –
-7,785
Closed -$207K
RSX
1047
DELISTED
VanEck Russia ETF
RSX
– –
-7,500
Closed -$217K
Y
1048
DELISTED
Alleghany Corp
Y
– –
-1,092
Closed -$437K
ACC
1049
DELISTED
American Campus Communities, Inc.
ACC
– –
-53,685
Closed -$1.73M
GPL
1050
DELISTED
Great Panther Mining Limited
GPL
– –
-1,820
Closed -$13K
40 41
42
43 44

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.