PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1026
– –
-66,600
1027
– –
-14,200
1028
– –
-2,100
1029
– –
-17,300
1030
– –
-840
1031
– –
-740
1032
– –
-12,300
1033
– –
-7,000
1034
– –
-9,900
1035
– –
-11,245
1036
– –
-4,056
1037
– –
-6,100
1038
– –
-142,064
1039
– –
-10,394
1040
– –
-11,100
1041
– –
-11,187
1042
– –
-10,561
1043
– –
-8,904
1044
– –
-25,800
1045
– –
-13,219
1046
– –
-15,518
1047
– –
-10,900
1048
– –
-11,400
1049
– –
-12,100
1050
– –
-10,800
40 41
42
43 44