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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENS icon
1026
EnerSys
ENS
$6.69B
– –
-15,500
Closed -$940K
ES icon
1027
Eversource Energy
ES
$28.4B
– –
-7,200
Closed -$297K
ETD icon
1028
Ethan Allen Interiors
ETD
$606M
– –
-45,500
Closed -$1.27M
EVN
1029
Eaton Vance Municipal Income Trust
EVN
$421M
– –
-10,338
Closed -$114K
FCX icon
1030
Freeport-McMoran
FCX
$88.6B
– –
-11,470
Closed -$380K
FDX icon
1031
FedEx
FDX
$74B
– –
-4,101
Closed -$469K
FFIV icon
1032
F5
FFIV
$22.8B
– –
-6,118
Closed -$525K
FHI icon
1033
Federated Hermes
FHI
$4.59B
– –
-11,094
Closed -$301K
FIS icon
1034
Fidelity National Information Services
FIS
$23.2B
– –
-6,848
Closed -$318K
FITB
1035
Fifth Third Bancorp
FITB
$52.4B
– –
-107,985
Closed -$1.95M
FLEX icon
1036
Flex
FLEX
$41.5B
– –
-27,193
Closed -$186K
FMNB icon
1037
Farmers National Banc Corp
FMNB
$947M
– –
-24,358
Closed -$154K
FNF icon
1038
Fidelity National Financial
FNF
$14.6B
– –
-18,890
Closed -$287K
G icon
1039
Genpact
G
$5.87B
– –
-14,891
Closed -$281K
GDX icon
1040
VanEck Gold Miners ETF
GDX
$22.7B
– –
-50,000
Closed -$1.25M
GDXJ icon
1041
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
– –
-35,000
Closed -$1.43M
GIL icon
1042
Gildan
GIL
$9.58B
– –
-41,448
Closed -$961K
GILD icon
1043
Gilead Sciences
GILD
$167B
– –
-5,472
Closed -$344K
B
1044
Barrick Mining
B
$61.5B
– –
-255,922
Closed -$4.76M
GPI icon
1045
Group 1 Automotive
GPI
$4.17B
– –
-13,086
Closed -$1.02M
GRMN
1046
Garmin
GRMN
$48.9B
– –
-11,014
Closed -$498K
H icon
1047
Hyatt Hotels
H
$17.8B
– –
-17,818
Closed -$765K
HAS icon
1048
Hasbro
HAS
$13.6B
– –
-23,435
Closed -$1.1M
HBI
1049
DELISTED
Hanesbrands
HBI
– –
-47,420
Closed -$739K
HII icon
1050
Huntington Ingalls Industries
HII
$11.8B
– –
-4,324
Closed -$291K
40 41
42
43 44

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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.