We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
1026
PUT
iShares Russell 2000 ETF
IWM
$80.4B
– –
-200,000
Closed -$19.4M
JAZZ icon
1027
Jazz Pharmaceuticals
JAZZ
$16.1B
– –
-82,692
Closed -$5.68M
JBL icon
1028
Jabil
JBL
$31.7B
– –
-24,500
Closed -$499K
JEF icon
1029
Jefferies Financial Group
JEF
$13.2B
– –
-15,785
Closed -$370K
JFR icon
1030
Nuveen Floating Rate Income Fund
JFR
$1.23B
– –
-12,000
Closed -$151K
JKHY icon
1031
Jack Henry & Associates
JKHY
$11.2B
– –
-5,381
Closed -$254K
JPC icon
1032
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-21,500
Closed -$205K
JQC icon
1033
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-18,900
Closed -$189K
K
1034
DELISTED
Kellanova
K
– –
-4,525
Closed -$273K
KLAC icon
1035
KLA
KLAC
$249B
– –
-37,240
Closed -$208K
KMI icon
1036
Kinder Morgan
KMI
$70.3B
– –
-5,439
Closed -$204K
KTCC icon
1037
Key Tronic
KTCC
$43.4M
– –
-45,457
Closed -$470K
L icon
1038
Loews
L
$24.6B
– –
-23,431
Closed -$1.04M
LAMR icon
1039
Lamar Advertising Co
LAMR
$16.5B
– –
-11,727
Closed -$509K
MZTI
1040
The Marzetti Company
MZTI
$3.02B
– –
-2,641
Closed -$206K
LDOS icon
1041
Leidos
LDOS
$14.9B
– –
-23,019
Closed -$792K
LECO icon
1042
Lincoln Electric
LECO
$14.6B
– –
-3,642
Closed -$209K
LKQ icon
1043
LKQ Corp
LKQ
$6.77B
– –
-11,358
Closed -$292K
LLY icon
1044
Eli Lilly
LLY
$1.09T
– –
-26,113
Closed -$1.28M
LNW
1045
DELISTED
Light & Wonder
LNW
– –
-13,116
Closed -$148K
LSCC icon
1046
Lattice Semiconductor
LSCC
$16.4B
– –
-11,881
Closed -$60K
LSTR icon
1047
Landstar System
LSTR
$6.29B
– –
-7,582
Closed -$390K
LULU icon
1048
lululemon athletica
LULU
$13.7B
– –
-4,004
Closed -$262K
LYB icon
1049
LyondellBasell Industries
LYB
$18.8B
– –
-4,074
Closed -$270K
MAG
1050
DELISTED
MAG Silver
MAG
– –
-28,200
Closed -$165K
40 41
42
43 44

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.