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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
1001
Bath & Body Works
BBWI
$4.13B
$1.01M 0.01%
17,742
-15,398
-46% -$907K
ABT icon
1002
Abbott
ABT
$187B
$1.01M 0.01%
+23,968
New +$1.03M
EOG icon
1003
EOG Resources
EOG
$74.4B
$1.01M 0.01%
10,484
+2,169
+26% +$190K
NBR icon
1004
Nabors Industries
NBR
$1.12B
$1.01M 0.01%
1,669
-1,441
-46% -$710K
OSK icon
1005
CALL
Oshkosh
OSK
$9.51B
$1.01M 0.01%
+18,100
New +$953K
DVA icon
1006
DaVita
DVA
$15.4B
$1.01M 0.01%
15,320
-22,078
-59% -$1.55M
NWS icon
1007
News Corp Class B
NWS
$17.2B
$1.01M 0.01%
+71,061
New +$967K
HAR
1008
DELISTED
Harman International Industries
HAR
$1.01M 0.01%
11,948
-34,766
-74% -$2.85M
ABBV icon
1009
CALL
AbbVie
ABBV
$465B
$1.01M 0.01%
16,000
-24,000
-60% -$1.55M
ABBV icon
1010
PUT
AbbVie
ABBV
$465B
$1.01M 0.01%
+16,000
New +$1.04M
CERS icon
1011
Cerus
CERS
$585M
$1.01M 0.01%
162,408
+3,676
+2% +$24.1K
OMF icon
1012
OneMain Financial
OMF
$7.19B
$1.01M 0.01%
32,586
+20,120
+161% +$579K
ICPT
1013
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1.01M 0.01%
+6,124
New +$965K
ELME
1014
Elme Communities
ELME
$142M
$1.01M 0.01%
32,378
+11,650
+56% +$378K
RGR icon
1015
Sturm, Ruger & Co
RGR
$611M
$1M 0.01%
+17,374
New +$1.1M
MAS icon
1016
Masco
MAS
$16.5B
$1M 0.01%
29,193
-103,053
-78% -$3.56M
HT
1017
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$997K 0.01%
55,352
-14,935
-21% -$282K
UTHR icon
1018
United Therapeutics
UTHR
$26.1B
$996K 0.01%
8,431
-24,923
-75% -$2.99M
VSTO
1019
DELISTED
Vista Outdoor Inc.
VSTO
$996K 0.01%
24,987
-21,470
-46% -$948K
DST
1020
DELISTED
DST Systems Inc.
DST
$995K 0.01%
16,876
+12,730
+307% +$770K
BXP icon
1021
Boston Properties
BXP
$11.2B
$993K 0.01%
+7,284
New +$1.01M
MNDT
1022
DELISTED
Mandiant, Inc. Common Stock
MNDT
$993K 0.01%
67,392
+23,345
+53% +$359K
MO icon
1023
Altria Group
MO
$125B
$992K 0.01%
15,698
+10,328
+192% +$686K
MAA icon
1024
Mid-America Apartment Communities
MAA
$15.8B
$991K 0.01%
10,551
-14,249
-57% -$1.42M
TMX
1025
DELISTED
Terminix Global Holdings, Inc.
TMX
$991K 0.01%
43,946
-3,149
-7% -$79.2K
39 40
41
42 43

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HIM
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MCA
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.