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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
1001
Walmart Inc
WMT
$889B
– –
-152,379
Closed -$4M
WOR icon
1002
Worthington Enterprises
WOR
$2.79B
– –
-19,561
Closed -$507K
WPM icon
1003
Wheaton Precious Metals
WPM
$50.9B
– –
-12,709
Closed -$257K
WPP icon
1004
WPP
WPP
$4.21B
– –
-1,832
Closed -$210K
WPRT
1005
Westport Fuel Systems
WPRT
$33.4M
– –
-9,132
Closed -$1.79M
WRLD icon
1006
World Acceptance Corp
WRLD
$909M
– –
-5,519
Closed -$483K
WSM icon
1007
Williams-Sonoma
WSM
$27.6B
– –
-19,674
Closed -$573K
WSO icon
1008
Watsco Inc
WSO
$15B
– –
-113,734
Closed -$10.9M
WTFC icon
1009
Wintrust Financial
WTFC
$10.7B
– –
-5,538
Closed -$255K
WTS icon
1010
Watts Water Technologies
WTS
$11.5B
– –
-7,022
Closed -$434K
WWW icon
1011
Wolverine World Wide
WWW
$1.56B
– –
-21,854
Closed -$742K
XOM icon
1012
CALL
ExxonMobil
XOM
$642B
– –
-103,100
Closed -$10.4M
XOP icon
1013
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.47B
– –
-3,375
Closed -$925K
XRAY icon
1014
Dentsply Sirona
XRAY
$2.61B
– –
-100,836
Closed -$4.89M
XRT icon
1015
State Street SPDR S&P Retail ETF
XRT
$448M
– –
-60,000
Closed -$2.64M
ZION icon
1016
Zions Bancorporation
ZION
$10B
– –
-7,423
Closed -$222K
CPAY icon
1017
Corpay
CPAY
$24.8B
– –
-2,227
Closed -$261K
GAP
1018
The Gap Inc
GAP
$7.07B
– –
-58,213
Closed -$2.27M
INVX
1019
Innovex International
INVX
$1.85B
– –
-6,802
Closed -$748K
FLG
1020
Flagstar Bank National Association
FLG
$5.74B
– –
-8,263
Closed -$417K
SGI
1021
Somnigroup International
SGI
$15.3B
– –
-16,584
Closed -$223K
JOYY
1022
JOYY Inc
JOYY
$3.77B
– –
-17,000
Closed -$855K
EQC
1023
DELISTED
Equity Commonwealth
EQC
– –
-8,665
Closed -$202K
CNSL
1024
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-50,825
Closed -$998K
NDP
1025
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-1,608
Closed -$323K
39 40
41
42 43

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HIM
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MCA
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MC
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CTAF
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Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.