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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPA icon
1001
Copa Holdings
CPA
$5.71B
– –
-4,586
Closed -$636K
CPB icon
1002
Campbell Soup
CPB
$6.8B
– –
-17,800
Closed -$725K
CPF icon
1003
Central Pacific Financial
CPF
$1.02B
– –
-16,800
Closed -$297K
CVE icon
1004
Cenovus Energy
CVE
$51.6B
– –
-19,100
Closed -$570K
CVI icon
1005
CVR Energy
CVI
$3.39B
– –
-8,400
Closed -$323K
CXE
1006
DELISTED
MFS High Income Municipal Trust
CXE
– –
-11,300
Closed -$52K
DE icon
1007
Deere & Co
DE
$173B
– –
-35,343
Closed -$2.88M
DKS icon
1008
Dick's Sporting Goods
DKS
$18.9B
– –
-4,210
Closed -$225K
DLR icon
1009
Digital Realty Trust
DLR
$71.5B
– –
-30,944
Closed -$1.64M
DOV icon
1010
Dover
DOV
$27.4B
– –
-36,855
Closed -$2.22M
DSM
1011
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
– –
-16,400
Closed -$126K
DVA icon
1012
DaVita
DVA
$15.4B
– –
-6,700
Closed -$381K
DVAX
1013
DELISTED
Dynavax Technologies
DVAX
– –
-17,551
Closed -$211K
DXJ icon
1014
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
– –
-5,000
Closed -$240K
ED icon
1015
Consolidated Edison
ED
$41.3B
– –
-60,900
Closed -$3.36M
EDU icon
1016
New Oriental
EDU
$8.08B
– –
-10,000
Closed -$249K
EFX icon
1017
Equifax
EFX
$22B
– –
-27,751
Closed -$1.66M
EG icon
1018
Everest Group
EG
$15.8B
– –
-6,087
Closed -$886K
EGHT icon
1019
8x8 Inc
EGHT
$271M
– –
-16,600
Closed -$167K
EGY icon
1020
Vaalco Energy
EGY
$540M
– –
-14,400
Closed -$80K
EIM
1021
Eaton Vance Municipal Bond Fund
EIM
$493M
– –
-12,600
Closed -$146K
ELS icon
1022
Equity Lifestyle Properties
ELS
$12.8B
– –
-29,558
Closed -$505K
EME icon
1023
Emcor
EME
$31.4B
– –
-33,045
Closed -$1.29M
ENB icon
1024
Enbridge
ENB
$121B
– –
-11,600
Closed -$484K
ENOV icon
1025
Enovis
ENOV
$1.7B
– –
-7,418
Closed -$722K
39 40
41
42 43

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PWMG
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NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.