PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1001
– –
-373,800
1002
– –
-5,152
1003
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-40,561
1004
– –
-17,100
1005
– –
-985
1006
– –
-3,860
1007
– –
-99,514
1008
– –
-11,000
1009
– –
-25,000
1010
– –
-16,753
1011
– –
-4,957
1012
– –
-24,691
1013
– –
-10,400
1014
– –
-11,252
1015
– –
-37,000
1016
– –
-2,753
1017
– –
-4,091
1018
– –
-9,828
1019
– –
-22,300
1020
– –
-13,100
1021
– –
-5,949
1022
– –
-47,515
1023
– –
-1,403
1024
– –
-15,932
1025
– –
-635
39 40
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