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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
1001
Goldman Sachs
GS
$305B
– –
-15,000
Closed -$2.27M
GT icon
1002
Goodyear
GT
$2.12B
– –
-19,592
Closed -$300K
GWRE icon
1003
Guidewire Software
GWRE
$13.3B
– –
-4,785
Closed -$201K
GYRO icon
1004
Gyrodyne
GYRO
$12.4M
– –
-462
Closed -$367K
HAE icon
1005
Haemonetics
HAE
$3.75B
– –
-5,613
Closed -$232K
HAIN icon
1006
Hain Celestial
HAIN
$44.8M
– –
-7,812
Closed -$254K
HIO
1007
Western Asset High Income Opportunity Fund
HIO
$334M
– –
-17,600
Closed -$105K
HIX
1008
Western Asset High Income Fund II
HIX
$349M
– –
-16,000
Closed -$148K
HLF icon
1009
Herbalife
HLF
$1.3B
– –
-50,144
Closed -$1.13M
HOUS
1010
DELISTED
Anywhere Real Estate
HOUS
– –
-4,400
Closed -$211K
HR icon
1011
Healthcare Realty
HR
$7.58B
– –
-16,439
Closed -$369K
HSIC icon
1012
Henry Schein
HSIC
$9.76B
– –
-12,368
Closed -$464K
HSII
1013
DELISTED
Heidrick & Struggles
HSII
– –
-30,700
Closed -$514K
STRR
1014
Star Equity Holdings
STRR
$39.8M
– –
-14,463
Closed -$359K
HSY icon
1015
Hershey
HSY
$37.2B
– –
-2,338
Closed -$209K
HTLD icon
1016
Heartland Express
HTLD
$1.04B
– –
-15,309
Closed -$212K
HUM icon
1017
Humana
HUM
$46.7B
– –
-3,246
Closed -$274K
HXL icon
1018
Hexcel
HXL
$8.3B
– –
-243,012
Closed -$8.28M
HYT icon
1019
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-10,300
Closed -$123K
ICE icon
1020
Intercontinental Exchange
ICE
$86.4B
– –
-5,830
Closed -$207K
INOD icon
1021
Innodata
INOD
$1.88B
– –
-95,643
Closed -$306K
IQV icon
1022
IQVIA
IQV
$40.5B
– –
-4,900
Closed -$209K
IRS
1023
IRSA Inversiones y Representaciones
IRS
$1.3B
– –
-29,358
Closed -$210K
ITW icon
1024
Illinois Tool Works
ITW
$84.9B
– –
-32,445
Closed -$2.24M
IVZ icon
1025
Invesco
IVZ
$13B
– –
-61,020
Closed -$1.94M
39 40
41
42 43

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.