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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
976
Vulcan Materials
VMC
$37.4B
$1.04M 0.01%
9,165
+5,376
+142% +$634K
MGM icon
977
CALL
MGM Resorts International
MGM
$11.8B
$1.04M 0.01%
+40,000
New +$971K
MGM icon
978
PUT
MGM Resorts International
MGM
$11.8B
$1.04M 0.01%
+40,000
New +$971K
AL
979
DELISTED
Air Lease Corp
AL
$1.04M 0.01%
36,373
-7,600
-17% -$215K
BIIB icon
980
Biogen
BIIB
$30.4B
$1.04M 0.01%
3,320
-206,906
-98% -$61.3M
CBOE icon
981
CALL
Cboe Global Markets
CBOE
$31.1B
$1.04M 0.01%
+16,000
New +$1.09M
CBOE icon
982
PUT
Cboe Global Markets
CBOE
$31.1B
$1.04M 0.01%
+16,000
New +$1.09M
HNI icon
983
HNI Corp
HNI
$3.17B
$1.04M 0.01%
26,036
+19,486
+297% +$987K
WERN icon
984
Werner Enterprises
WERN
$2.3B
$1.03M 0.01%
44,478
+19,016
+75% +$452K
IDXX icon
985
Idexx Laboratories
IDXX
$44.9B
$1.03M 0.01%
9,163
-20,485
-69% -$2.16M
MTG icon
986
MGIC Investment
MTG
$6.47B
$1.03M 0.01%
129,121
-87,843
-40% -$653K
SLG icon
987
SL Green Realty
SLG
$3.77B
$1.03M 0.01%
+9,869
New +$1.08M
GL icon
988
Globe Life
GL
$13.9B
$1.03M 0.01%
16,132
-14,269
-47% -$897K
ANET icon
989
Arista Networks
ANET
$214B
$1.03M 0.01%
+193,376
New +$921K
NVDA icon
990
CALL
NVIDIA
NVDA
$4.77T
$1.03M 0.01%
600,000
-200,000
-25% -$295K
NVDA icon
991
PUT
NVIDIA
NVDA
$4.77T
$1.03M 0.01%
600,000
-200,000
-25% -$295K
AEP icon
992
CALL
American Electric Power
AEP
$72.4B
$1.03M 0.01%
+16,000
New +$1.08M
AEP icon
993
PUT
American Electric Power
AEP
$72.4B
$1.03M 0.01%
+16,000
New +$1.08M
NBIX icon
994
Neurocrine Biosciences
NBIX
$18.4B
$1.03M 0.01%
20,276
-131,447
-87% -$6.55M
LUV icon
995
Southwest Airlines
LUV
$22.7B
$1.03M 0.01%
26,377
-151,253
-85% -$5.75M
WAT icon
996
Waters Corp
WAT
$37.7B
$1.02M 0.01%
6,467
-700
-10% -$108K
LCAHU
997
DELISTED
Landcadia Holdings, Inc. Unit
LCAHU
$1.02M 0.01%
+100,000
New +$1.01M
FANG icon
998
Diamondback Energy
FANG
$53.5B
$1.02M 0.01%
10,586
-16,422
-61% -$1.51M
PBI icon
999
Pitney Bowes
PBI
$2.41B
$1.02M 0.01%
56,229
+24,251
+76% +$445K
VRTS icon
1000
Virtus Investment Partners
VRTS
$1.14B
$1.02M 0.01%
10,424
+702
+7% +$61.5K
38 39
40
41 42

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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.