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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.12%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$1.55B
AUM Growth
-$449M
Cap. Flow
-$580M
Cap. Flow %
-37.36%
Top 10 Hldgs %
31.5%
Holding
1,251
New
266
Increased
132
Reduced
221
Closed
598

Top Buys

Rank Stock Value
1
BEAM
BEAM INC COM STK (DE)
BEAM
+$36.6M
2
IBB icon
iShares Biotechnology ETF
IBB
+$29.3M
3
FRX
FOREST LABORATORIES INC
FRX
+$21.7M
4
FWLT
FOSTER WHEELER AG (SWITZERLAND)
FWLT
+$19.9M
5
IYR icon
iShares US Real Estate ETF
IYR
+$17.8M

Top Sells

Rank Stock Value
1
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$45.5M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$43.3M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$18.9M
4
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.1M
5
LO
LORILLARD INC COM STK
LO
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Healthcare 7.06%
3 Industrials 6.08%
4 Consumer Discretionary 4.64%
5 Consumer Staples 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMBF icon
976
UMB Financial
UMBF
$10.7B
– –
-3,971
Closed -$255K
UNM icon
977
Unum
UNM
$14B
– –
-16,236
Closed -$569K
UPBD icon
978
Upbound Group
UPBD
$1.22B
– –
-53,098
Closed -$1.77M
UPS icon
979
United Parcel Service
UPS
$89.5B
– –
-36,611
Closed -$3.85M
URBN icon
980
Urban Outfitters
URBN
$6.35B
– –
-21,290
Closed -$790K
USB icon
981
US Bancorp
USB
$99.2B
– –
-66,979
Closed -$2.75M
AD
982
Array Digital Infrastructure
AD
$3.04B
– –
-15,297
Closed -$640K
V icon
983
Visa
V
$694B
– –
-117,728
Closed -$6.55M
VAC icon
984
Marriott Vacations Worldwide
VAC
$3.38B
– –
-26,539
Closed -$1.4M
VIAV icon
985
Viavi Solutions
VIAV
$8.53B
– –
-73,539
Closed -$542K
VLY icon
986
Valley National Bancorp
VLY
$7.94B
– –
-67,346
Closed -$681K
VNO icon
987
Vornado Realty Trust
VNO
$7.34B
– –
-8,223
Closed -$534K
VOD icon
988
Vodafone
VOD
$37.7B
– –
-64,376
Closed -$2.58M
WAFD icon
989
WaFd
WAFD
$2.71B
– –
-9,279
Closed -$216K
WBD icon
990
Warner Bros
WBD
$63.7B
– –
-49,872
Closed -$2.31M
WBS icon
991
Webster Financial
WBS
$12.4B
– –
-16,954
Closed -$529K
WCC
992
WESCO International
WCC
$16.2B
– –
-2,699
Closed -$245K
WDAY icon
993
Workday
WDAY
$38.5B
– –
-3,099
Closed -$295K
WDC icon
994
Western Digital
WDC
$150B
– –
-3,292
Closed -$208K
WDFC icon
995
WD-40
WDFC
$3.18B
– –
-4,100
Closed -$306K
WEN icon
996
Wendy's
WEN
$1.4B
– –
-40,289
Closed -$351K
WFC icon
997
Wells Fargo
WFC
$263B
– –
-159,416
Closed -$7.24M
WHG icon
998
Westwood Holdings Group
WHG
$186M
– –
-8,091
Closed -$501K
WHR icon
999
Whirlpool
WHR
$2.54B
– –
-8,109
Closed -$1.27M
WIW
1000
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
– –
-36,486
Closed -$411K
38 39
40
41 42

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NIEF
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q1 2014 Portfolio in Review

As of Q1 2014, Paloma Partners held 1,251 positions worth $1.55B, down 22% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $580M in Q1 2014, closing 598 positions and reducing 221 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $45.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Paloma Partners opened a new position in iShares Biotechnology ETF worth $27.7M.

  • Paloma Partners's largest Q1 2014 buy was iShares Biotechnology ETF: 351,981 shares worth $27.7M.
  • Paloma Partners added most to BEAM INC COM STK (DE) in Q1 2014, an estimated $36.6M increase.
  • Paloma Partners's biggest Q1 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $43.3M.
  • Paloma Partners fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $45.5M.
  • Paloma Partners's ten largest holdings make up 31% of its $1.55B portfolio in Q1 2014.
  • Paloma Partners opened 266 new positions and closed 598 in Q1 2014.
  • Paloma Partners's portfolio value fell 22% quarter-over-quarter to $1.55B.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.