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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARW icon
976
Arrow Electronics
ARW
$10.8B
– –
-14,099
Closed -$684K
ATI icon
977
ATI
ATI
$25.5B
– –
-14,600
Closed -$446K
AVGO icon
978
Broadcom
AVGO
$1.81T
– –
-717,300
Closed -$3.09M
AVNT icon
979
Avient
AVNT
$3.41B
– –
-11,100
Closed -$340K
AWK icon
980
American Water Works
AWK
$27B
– –
-45,860
Closed -$1.89M
BCC icon
981
Boise Cascade
BCC
$2.83B
– –
-7,700
Closed -$208K
BFK
982
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-11,200
Closed -$145K
BFZ
983
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-10,288
Closed -$144K
BHC icon
984
Bausch Health
BHC
$1.69B
– –
-15,200
Closed -$1.58M
BNY
985
Bank of New York Mellon
BNY
$106B
– –
-34,600
Closed -$1.04M
BKNG icon
986
PUT
Booking.com
BKNG
$154B
– –
-15,000
Closed -$607K
BKU icon
987
Bankunited
BKU
$3.41B
– –
-8,064
Closed -$252K
BMI icon
988
Badger Meter
BMI
$3.9B
– –
-16,400
Closed -$381K
BNS icon
989
Scotiabank
BNS
$108B
– –
-112,360
Closed -$5.98M
BR icon
990
Broadridge
BR
$18.3B
– –
-8,829
Closed -$281K
BRK.B icon
991
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-59,816
Closed -$6.79M
CAE icon
992
CAE Inc. Common Shares
CAE
$8.48B
– –
-151,339
Closed -$1.66M
CASY icon
993
Casey's General Stores
CASY
$31.7B
– –
-2,900
Closed -$213K
CBRE icon
994
CBRE Group
CBRE
$43.1B
– –
-93,846
Closed -$2.17M
CDNS icon
995
Cadence Design Systems
CDNS
$95.1B
– –
-19,672
Closed -$266K
CIM
996
Chimera Investment
CIM
$1.06B
– –
-2,044
Closed -$93K
CLS icon
997
Celestica
CLS
$40.3B
– –
-42,445
Closed -$467K
CMCSA icon
998
Comcast
CMCSA
$85.8B
– –
-83,354
Closed -$1.88M
CNQ icon
999
Canadian Natural Resources
CNQ
$92.2B
– –
-79,639
Closed -$1.21M
COLB icon
1000
Columbia Banking Systems
COLB
$8.84B
– –
-9,500
Closed -$235K
38 39
40
41 42

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NIEF
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HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
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MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
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MWAM
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.