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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAX
976
abrdn Asia-Pacific Income Fund
FAX
$595M
– –
-7,433
Closed -$277K
FCN icon
977
FTI Consulting
FCN
$5.04B
– –
-42,713
Closed -$1.4M
FDS icon
978
Factset
FDS
$10.1B
– –
-2,509
Closed -$256K
FFC
979
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$774M
– –
-10,800
Closed -$203K
FMC icon
980
FMC
FMC
$1.37B
– –
-5,177
Closed -$274K
FR icon
981
First Industrial Realty Trust
FR
$8.77B
– –
-58,332
Closed -$885K
FRA icon
982
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
– –
-10,300
Closed -$159K
FSLR icon
983
First Solar
FSLR
$21.8B
– –
-147,115
Closed -$6.58M
FSM icon
984
Fortuna Silver Mines
FSM
$2.55B
– –
-24,500
Closed -$82K
FTI icon
985
TechnipFMC
FTI
$28.9B
– –
-10,716
Closed -$444K
FWONA icon
986
Liberty Media Series A
FWONA
$23.3B
– –
-54,032
Closed -$1.22M
FXI icon
987
iShares China Large-Cap ETF
FXI
$4.27B
– –
-50,000
Closed -$1.63M
GCO icon
988
Genesco
GCO
$432M
– –
-8,151
Closed -$546K
GD icon
989
General Dynamics
GD
$106B
– –
-15,178
Closed -$1.19M
GEO icon
990
The GEO Group
GEO
$4.11B
– –
-31,223
Closed -$706K
GES
991
DELISTED
Guess Inc
GES
– –
-9,186
Closed -$285K
GEVO icon
992
Gevo
GEVO
$363M
– –
-22
Closed -$267K
GHY
993
PGIM Global High Yield Fund
GHY
$480M
– –
-12,700
Closed -$227K
GM icon
994
CALL
General Motors
GM
$81.7B
– –
-40,000
Closed -$1.33M
GM icon
995
General Motors
GM
$81.7B
– –
-157,529
Closed -$5.25M
GME icon
996
GameStop
GME
$9.94B
– –
-21,272
Closed -$224K
GMED icon
997
Globus Medical
GMED
$10.9B
– –
-11,606
Closed -$196K
GNRC icon
998
Generac Holdings
GNRC
$11.5B
– –
-5,600
Closed -$207K
GNW icon
999
Genworth Financial
GNW
$3.85B
– –
-131,090
Closed -$1.5M
GPN icon
1000
Global Payments
GPN
$23.9B
– –
-18,256
Closed -$423K
38 39
40
41 42

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PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.