We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
76
PUT
Booking.com
BKNG
$145B
$9.32M 0.17%
117,500
+82,500
+236% +$6.5M
OR icon
77
OR Royalties Inc
OR
$5.54B
$9.26M 0.17%
1,220,000
-161,846
-12% -$1.38M
USB icon
78
US Bancorp
USB
$98.9B
$9.19M 0.17%
174,013
+70,413
+68% +$3.73M
LMT icon
79
PUT
Lockheed Martin
LMT
$134B
$9.17M 0.17%
+26,500
New +$8.55M
PXD
80
DELISTED
Pioneer Natural Resource Co.
PXD
$9.07M 0.16%
52,103
+20,195
+63% +$3.61M
HCA icon
81
HCA Healthcare
HCA
$86.4B
$9.03M 0.16%
64,900
+40,050
+161% +$4.99M
XLK icon
82
CALL
State Street Technology Select Sector SPDR ETF
XLK
$114B
$8.73M 0.16%
231,800
-127,800
-36% -$4.69M
DVA icon
83
DaVita
DVA
$15.2B
$8.71M 0.16%
121,592
+92,092
+312% +$6.51M
PPG icon
84
PPG Industries
PPG
$26.4B
$8.61M 0.16%
78,925
+67,107
+568% +$7.31M
LUMN icon
85
Lumen
LUMN
$6.45B
$8.56M 0.16%
403,610
+372,084
+1,180% +$7.79M
DVN icon
86
Devon Energy
DVN
$49.8B
$8.4M 0.15%
210,401
+161,070
+327% +$6.85M
CNX icon
87
CNX Resources
CNX
$4.77B
$8.38M 0.15%
585,527
+300,612
+106% +$4.77M
HUM icon
88
PUT
Humana
HUM
$45.8B
$8.36M 0.15%
24,700
+8,900
+56% +$2.89M
USG
89
DELISTED
Usg
USG
$8.28M 0.15%
191,209
+93,534
+96% +$4.04M
BDX icon
90
CALL
Becton Dickinson
BDX
$43.8B
$8.25M 0.15%
32,390
+5,227
+19% +$1.29M
XYZ
91
Block Inc
XYZ
$48.4B
$8.16M 0.15%
+82,391
New +$6.35M
JNJ icon
92
CALL
Johnson & Johnson
JNJ
$641B
$8.14M 0.15%
58,900
+24,000
+69% +$3.19M
TMO icon
93
CALL
Thermo Fisher Scientific
TMO
$208B
$8.1M 0.15%
+33,200
New +$7.64M
EWY icon
94
iShares MSCI South Korea ETF
EWY
$22.5B
$8.07M 0.15%
118,253
+105,513
+828% +$6.98M
AIG icon
95
PUT
American International
AIG
$42B
$8.05M 0.15%
151,200
+19,900
+15% +$1.07M
JNJ icon
96
PUT
Johnson & Johnson
JNJ
$641B
$8.03M 0.15%
58,100
-21,900
-27% -$2.91M
PE
97
DELISTED
PARSLEY ENERGY INC
PE
$7.93M 0.14%
271,062
+163,822
+153% +$4.86M
CA
98
DELISTED
CA, Inc.
CA
$7.77M 0.14%
176,061
+135,497
+334% +$5.84M
NTAP icon
99
NetApp
NTAP
$33.3B
$7.74M 0.14%
90,166
+83,437
+1,240% +$6.89M
XEC
100
DELISTED
CIMAREX ENERGY CO
XEC
$7.74M 0.14%
83,283
+12,003
+17% +$1.1M
2 3
4
5 6

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.