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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX
76
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$14.4M 0.14%
140,900
+5,616
+4% +$674K
LVNTA
77
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$14M 0.14%
380,026
+76,951
+25% +$3.02M
GE icon
78
GE Aerospace
GE
$367B
$13.5M 0.13%
89,468
+75,993
+564% +$11M
TJX icon
79
TJX Companies
TJX
$170B
$13.4M 0.13%
357,228
+261,696
+274% +$9.89M
IBB icon
80
iShares Biotechnology ETF
IBB
$9.31B
$13.2M 0.13%
148,956
+75,966
+104% +$6.91M
NVO
81
PUT
Novo Nordisk
NVO
$216B
$13.2M 0.13%
+734,000
New +$13.3M
XLF icon
82
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$13.1M 0.13%
562,900
+147,800
+36% +$3.17M
QCOM icon
83
Qualcomm
QCOM
$176B
$12.9M 0.13%
198,598
+149,334
+303% +$10M
INTC icon
84
PUT
Intel
INTC
$466B
$12.9M 0.13%
355,600
+44,700
+14% +$1.6M
FXI icon
85
CALL
iShares China Large-Cap ETF
FXI
$4.31B
$12.4M 0.12%
358,600
-178,400
-33% -$6.57M
FIS icon
86
Fidelity National Information Services
FIS
$21.5B
$12.4M 0.12%
164,485
+142,922
+663% +$10.9M
MDP
87
DELISTED
Meredith Corporation
MDP
$12.3M 0.12%
208,651
+201,553
+2,840% +$10.6M
DIA icon
88
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$12.2M 0.12%
61,898
+54,601
+748% +$10.3M
XLY icon
89
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$12.1M 0.12%
297,800
+110,400
+59% +$4.46M
IBB icon
90
CALL
iShares Biotechnology ETF
IBB
$9.31B
$12M 0.12%
135,900
-45,300
-25% -$4.12M
MMM icon
91
CALL
3M
MMM
$89B
$11.9M 0.12%
79,654
+65,302
+455% +$9.42M
MMM icon
92
PUT
3M
MMM
$89B
$11.9M 0.12%
79,654
+65,302
+455% +$9.42M
AGN
93
DELISTED
Allergan plc
AGN
$11.9M 0.12%
56,554
+48,149
+573% +$9.97M
KBR icon
94
KBR
KBR
$4.68B
$11.8M 0.12%
707,034
+567,341
+406% +$9.03M
YHOO
95
DELISTED
Yahoo Inc
YHOO
$11.6M 0.11%
300,134
-205,892
-41% -$8.44M
TJX icon
96
CALL
TJX Companies
TJX
$170B
$11.5M 0.11%
305,000
+265,000
+663% +$10M
TJX icon
97
PUT
TJX Companies
TJX
$170B
$11.5M 0.11%
305,000
+265,000
+663% +$10M
XLE icon
98
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$11.3M 0.11%
299,000
+49,400
+20% +$1.79M
CL icon
99
Colgate-Palmolive
CL
$72.6B
$11M 0.11%
168,816
+165,994
+5,882% +$11.4M
REGN icon
100
Regeneron Pharmaceuticals
REGN
$68.8B
$11M 0.11%
30,067
+14,385
+92% +$5.47M
2 3
4
5 6

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.