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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
76
CALL
VanEck Gold Miners ETF
GDX
$23B
$14.6M 0.18%
554,000
+306,700
+124% +$8.8M
LLTC
77
DELISTED
Linear Technology Corp
LLTC
$14.2M 0.18%
240,297
+201,212
+515% +$11.3M
EMR icon
78
PUT
Emerson Electric
EMR
$82.9B
$13.8M 0.17%
252,800
+15,100
+6% +$809K
STJ
79
DELISTED
St Jude Medical
STJ
$13.5M 0.17%
169,475
+74,375
+78% +$6M
LNKD
80
DELISTED
LinkedIn Corporation
LNKD
$13.4M 0.17%
69,900
+38,900
+125% +$7.46M
LLY icon
81
CALL
Eli Lilly
LLY
$1.07T
$13.3M 0.17%
166,300
+158,300
+1,979% +$12.7M
XLV icon
82
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$13M 0.16%
180,700
-3,900
-2% -$287K
LBRDK icon
83
Liberty Broadband Class C
LBRDK
$4.15B
$12.8M 0.16%
+178,501
New +$11.9M
BABA icon
84
PUT
Alibaba
BABA
$269B
$12.4M 0.16%
117,100
+53,100
+83% +$4.92M
XLY icon
85
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$12.2M 0.15%
305,248
+236,048
+341% +$9.51M
LVNTA
86
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$12.1M 0.15%
303,075
-167,745
-36% -$6.54M
COTY icon
87
Coty
COTY
$2.33B
$11.7M 0.15%
499,901
+450,459
+911% +$11.9M
INTC icon
88
PUT
Intel
INTC
$466B
$11.7M 0.15%
310,900
-11,337,000
-97% -$401M
MA icon
89
PUT
Mastercard
MA
$477B
$11.7M 0.15%
115,100
+46,200
+67% +$4.43M
AET
90
DELISTED
Aetna Inc
AET
$11.5M 0.14%
99,765
+35,056
+54% +$4.11M
PFE icon
91
Pfizer
PFE
$140B
$11.5M 0.14%
358,108
+174,612
+95% +$5.84M
IBB icon
92
PUT
iShares Biotechnology ETF
IBB
$9.31B
$11.4M 0.14%
117,900
-4,200
-3% -$400K
F icon
93
PUT
Ford
F
$57.3B
$11.3M 0.14%
936,600
+776,600
+485% +$9.8M
GLD icon
94
PUT
SPDR Gold Trust
GLD
$131B
$11.2M 0.14%
88,900
+40,900
+85% +$5.21M
EFA icon
95
CALL
iShares MSCI EAFE ETF
EFA
$76.4B
$11M 0.14%
185,800
+89,800
+94% +$5.21M
HYG icon
96
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$10.8M 0.13%
123,600
-49,600
-29% -$4.27M
BKNG icon
97
PUT
Booking.com
BKNG
$138B
$10.3M 0.13%
175,000
+75,000
+75% +$4.18M
GM icon
98
CALL
General Motors
GM
$74.7B
$10.2M 0.13%
322,300
+186,300
+137% +$5.82M
V icon
99
CALL
Visa
V
$677B
$10.1M 0.13%
122,500
+90,500
+283% +$7.25M
MON
100
DELISTED
Monsanto Co
MON
$9.91M 0.12%
97,013
-19,429
-17% -$2.04M
2 3
4
5 6

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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.