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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
76
Oracle
ORCL
$331B
$7.31M 0.17%
202,300
-8,786
-4% -$338K
EEM icon
77
CALL
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$7.08M 0.16%
+216,000
New +$7.63M
JEF icon
78
Jefferies Financial Group
JEF
$12.9B
$6.84M 0.16%
377,148
-73,837
-16% -$1.48M
CHTR icon
79
Charter Communications
CHTR
$14.7B
$6.81M 0.16%
38,716
+26,032
+205% +$4.75M
ADM icon
80
Archer Daniels Midland
ADM
$41.4B
$6.58M 0.15%
158,654
+88,382
+126% +$4.04M
EMR icon
81
CALL
Emerson Electric
EMR
$82.9B
$6.51M 0.15%
+147,300
New +$7.24M
CVC
82
PUT
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$6.42M 0.15%
+197,700
New +$5.38M
VMC icon
83
CALL
Vulcan Materials
VMC
$36.3B
$6.33M 0.15%
71,000
+10,100
+17% +$940K
GAS
84
DELISTED
AGL Resources Inc
GAS
$6.26M 0.15%
102,611
+86,965
+556% +$4.65M
XRT icon
85
CALL
State Street SPDR S&P Retail ETF
XRT
$365M
$6.25M 0.14%
+140,800
New +$6.72M
XRT icon
86
PUT
State Street SPDR S&P Retail ETF
XRT
$365M
$6.25M 0.14%
+140,800
New +$6.72M
TAP icon
87
CALL
Molson Coors Class B
TAP
$7.68B
$6.23M 0.14%
75,000
+25,000
+50% +$1.81M
STR
88
DELISTED
QUESTAR CORP
STR
$6.19M 0.14%
+319,087
New +$6.52M
LNG icon
89
Cheniere Energy
LNG
$56.5B
$6.17M 0.14%
127,687
-165,584
-56% -$10.2M
UAL icon
90
United Airlines
UAL
$38.4B
$6.11M 0.14%
115,150
-145,700
-56% -$8.22M
VC icon
91
PUT
Visteon
VC
$2.77B
$6.11M 0.14%
60,300
-92,500
-61% -$9.31M
BF.B icon
92
Brown-Forman Class B
BF.B
$12B
$6.04M 0.14%
194,756
+89,628
+85% +$2.92M
CMI icon
93
CALL
Cummins
CMI
$91.7B
$6.04M 0.14%
55,600
+33,600
+153% +$4.15M
BA icon
94
Boeing
BA
$165B
$6M 0.14%
45,795
+10,559
+30% +$1.46M
MLM icon
95
CALL
Martin Marietta Materials
MLM
$33.6B
$5.8M 0.13%
+38,200
New +$6.19M
OXY icon
96
Occidental Petroleum
OXY
$57B
$5.76M 0.13%
87,181
+63,982
+276% +$4.47M
C icon
97
CALL
Citigroup
C
$222B
$5.66M 0.13%
114,000
-263,600
-70% -$14.4M
GM icon
98
CALL
General Motors
GM
$74.7B
$5.47M 0.13%
182,300
-2,163,500
-92% -$66.3M
XLI icon
99
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.35M 0.12%
107,200
-64,500
-38% -$3.4M
F icon
100
CALL
Ford
F
$57.3B
$5.25M 0.12%
386,500
-266,900
-41% -$3.81M
2 3
4
5 6

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.