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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
76
Newmont
NEM
$98.2B
$4.54M 0.18%
+161,500
New +$4.79M
TBT icon
77
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$4.4M 0.17%
58,400
+18,400
+46% +$1.42M
DISH
78
DELISTED
DISH Network Corp.
DISH
$4.28M 0.17%
95,106
+90,203
+1,840% +$4.06M
CELG
79
DELISTED
Celgene Corp
CELG
$4.2M 0.17%
54,630
+51,126
+1,459% +$3.58M
NNN icon
80
NNN REIT
NNN
$9.39B
$4.11M 0.16%
+129,230
New +$4.31M
VIAB
81
DELISTED
Viacom Inc. Class B
VIAB
$4.08M 0.16%
48,781
+28,970
+146% +$2.24M
EVAC
82
DELISTED
EDWARDS GROUP LTD ADR (CYM)
EVAC
$4.08M 0.16%
+413,655
New +$3.74M
PHYS icon
83
Sprott Physical Gold
PHYS
$14.6B
$4.04M 0.16%
366,588
-11,900
-3% -$132K
AMD icon
84
Advanced Micro Devices
AMD
$851B
$3.99M 0.16%
1,049,124
+997,935
+1,950% +$3.8M
TGT icon
85
Target
TGT
$62.1B
$3.93M 0.16%
61,460
+57,821
+1,589% +$3.94M
WMS
86
DELISTED
WMS INDS INC
WMS
$3.89M 0.15%
150,000
-3,269
-2% -$84.2K
RGLD icon
87
Royal Gold
RGLD
$17.1B
$3.88M 0.15%
+79,700
New +$4.13M
STSA
88
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$3.87M 0.15%
+135,000
New +$3.57M
WPM icon
89
Wheaton Precious Metals
WPM
$50.6B
$3.81M 0.15%
+153,700
New +$3.66M
SYY icon
90
Sysco
SYY
$39.7B
$3.79M 0.15%
+118,900
New +$3.99M
GOLD
91
DELISTED
Randgold Resources Ltd
GOLD
$3.76M 0.15%
53,358
+42,418
+388% +$3.04M
WBD icon
92
Warner Bros
WBD
$64.6B
$3.66M 0.14%
+84,891
New +$3.53M
TIF
93
DELISTED
Tiffany & Co.
TIF
$3.64M 0.14%
47,515
+23,267
+96% +$1.83M
PAAS icon
94
Pan American Silver
PAAS
$18.6B
$3.61M 0.14%
342,200
+301,638
+744% +$3.67M
PG icon
95
Procter & Gamble
PG
$343B
$3.53M 0.14%
+46,700
New +$3.72M
AEM icon
96
Agnico Eagle Mines
AEM
$72.6B
$3.48M 0.14%
+131,397
New +$3.75M
VLTR
97
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
$3.47M 0.14%
+150,700
New +$2.87M
MAKO
98
DELISTED
MAKO SURGICAL CORP COM
MAKO
$3.39M 0.13%
+115,000
New +$1.75M
NGD
99
DELISTED
New Gold Inc
NGD
$3.38M 0.13%
565,300
+441,528
+357% +$3.01M
QCOM icon
100
Qualcomm
QCOM
$176B
$3.36M 0.13%
49,901
+45,325
+990% +$2.97M
2 3
4
5 6

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NIEF
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HIM
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MCA
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OA
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BWP
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.