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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.08B
AUM Growth
-$1.45B
Cap. Flow
-$2.4B
Cap. Flow %
-58.65%
Top 10 Hldgs %
49.4%
Holding
2,184
New
458
Increased
260
Reduced
212
Closed
1,185

Top Buys

Rank Stock Value
1
OTIS icon
Otis Worldwide
OTIS
+$15M
2
STNE icon
StoneCo
STNE
+$15M
3
LH icon
Labcorp
LH
+$14.9M
4
CSCO icon
Cisco
CSCO
+$14.6M
5
T icon
AT&T
T
+$13.7M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$34.9M
2
CL icon
Colgate-Palmolive
CL
+$24.4M
3
AMZN icon
Amazon
AMZN
+$23.9M
4
NSC icon
Norfolk Southern
NSC
+$20.3M
5
LVS icon
Las Vegas Sands
LVS
+$20.3M

Sector Composition

Rank Sector Weight
1 Technology 5.62%
2 Financials 4.72%
3 Healthcare 3.25%
4 Industrials 2.68%
5 Communication Services 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSEV
951
CALL
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$53K ﹤0.01%
+5,375
New +$53K
HERA
952
CALL
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$52K ﹤0.01%
+5,375
New +$52.4K
RCAT icon
953
Red Cat Holdings
RCAT
$1.15B
$50K ﹤0.01%
+14,241
New +$44.1K
TLMD
954
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$50K ﹤0.01%
+22,191
New +$79.7K
CRHC
955
CALL
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$49K ﹤0.01%
+5,000
New +$49.1K
OMCL icon
956
Omnicell
OMCL
$1.61B
$41K ﹤0.01%
+278
New +$42.6K
FRW
957
CALL
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$41K ﹤0.01%
+4,300
New +$42K
LITE icon
958
Lumentum
LITE
$55.5B
$39K ﹤0.01%
467
-12,849
-96% -$1.08M
ENIC icon
959
Enel Chile
ENIC
$6.14B
$37K ﹤0.01%
15,310
-23,137
-60% -$59.2K
ROSS
960
CALL
DELISTED
Ross Acquisition Corp II
ROSS
$35K ﹤0.01%
+3,583
New +$34.8K
A icon
961
CALL
Agilent Technologies
A
$39.1B
$32K ﹤0.01%
+200
New +$32.4K
ENDP
962
DELISTED
Endo International plc
ENDP
$19K ﹤0.01%
5,679
-4,748
-46% -$16.8K
GOOG icon
963
Alphabet (Google) Class C
GOOG
$4.36T
$11K ﹤0.01%
80
-1,520
-95% -$210K
SD icon
964
CALL
SandRidge Energy
SD
$514M
$7K ﹤0.01%
510
– –
DISCK
965
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$5K ﹤0.01%
+210
New +$5.61K
MDB icon
966
MongoDB
MDB
$27.1B
$1K ﹤0.01%
2
-4,027
-100% -$1.62M
AA icon
967
CALL
Alcoa
AA
$11.9B
– –
-27,300
Closed -$1.01M
AA icon
968
Alcoa
AA
$11.9B
– –
-66
Closed -$2K
AAOI icon
969
Applied Optoelectronics
AAOI
$7.57B
– –
-22,724
Closed -$192K
AAON icon
970
Aaon
AAON
$7.3B
– –
-14,139
Closed -$590K
AAPL icon
971
CALL
Apple
AAPL
$4.54T
– –
-1,300
Closed -$178K
AAPL icon
972
Apple
AAPL
$4.54T
– –
-135,198
Closed -$18.5M
ABM icon
973
ABM Industries
ABM
$2.81B
– –
-11,771
Closed -$522K
ABT icon
974
Abbott
ABT
$183B
– –
-27,843
Closed -$3.23M
ACIW icon
975
ACI Worldwide
ACIW
$5.83B
– –
-5,534
Closed -$205K
37 38
39
40 41

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HIM
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MCA
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MC
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CTAF
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MWAM
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MCM
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Paloma Partners's Q3 2021 Portfolio in Review

As of Q3 2021, Paloma Partners held 2,184 positions worth $4.08B, down 26% from $5.54B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Paloma Partners withdrew a net $2.4B in Q3 2021, closing 1,185 positions and reducing 212 holdings. Its most notable exit was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $34.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Otis Worldwide worth $14M.

  • Paloma Partners's largest Q3 2021 buy was Otis Worldwide: 170,426 shares worth $14M.
  • Paloma Partners added most to StoneCo in Q3 2021, an estimated $15M increase.
  • Paloma Partners's biggest Q3 2021 reduction was Monster Beverage, cutting an estimated $19.4M.
  • Paloma Partners fully exited iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2021, selling an estimated $34.9M.
  • Paloma Partners's ten largest holdings make up 49% of its $4.08B portfolio in Q3 2021.
  • Paloma Partners opened 458 new positions and closed 1,185 in Q3 2021.
  • Paloma Partners's portfolio value fell 26% quarter-over-quarter to $4.08B.

Based on Paloma Partners's 13F filing for Q3 2021, filed 15 Nov 2021.