We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVAX
951
DELISTED
Dynavax Technologies
DVAX
$21K ﹤0.01%
1,500
-1,327
-47% -$19.1K
GEVO icon
952
Gevo
GEVO
$363M
$21K ﹤0.01%
+10
New +$33.3K
PCO
953
DELISTED
Pendrell Corporation - Class A
PCO
$21K ﹤0.01%
15
+3
+25% +$4.64K
TRNX
954
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
$20K ﹤0.01%
+1
New +$19.5K
AAPL icon
955
CALL
Apple
AAPL
$4.99T
– –
-104,000
Closed -$2.42M
AAPL icon
956
PUT
Apple
AAPL
$4.99T
– –
-160,000
Closed -$3.72M
ABG icon
957
Asbury Automotive
ABG
$4.49B
– –
-5,335
Closed -$367K
ACHV icon
958
Achieve Life Sciences
ACHV
$634M
– –
-29
Closed -$234K
ACIW icon
959
ACI Worldwide
ACIW
$6.1B
– –
-36,135
Closed -$672K
ACM icon
960
Aecom
ACM
$9.57B
– –
-10,022
Closed -$323K
ADBE icon
961
CALL
Adobe
ADBE
$99B
– –
-6,000
Closed -$434K
ADBE icon
962
Adobe
ADBE
$99B
– –
-2,800
Closed -$202K
ADBE icon
963
PUT
Adobe
ADBE
$99B
– –
-14,500
Closed -$1.05M
ADSK icon
964
PUT
Autodesk
ADSK
$50.1B
– –
-6,500
Closed -$366K
AEE icon
965
Ameren
AEE
$31.1B
– –
-14,491
Closed -$593K
AFG icon
966
American Financial Group
AFG
$12B
– –
-14,369
Closed -$856K
AIG icon
967
CALL
American International
AIG
$42.9B
– –
-35,600
Closed -$1.94M
AIG icon
968
PUT
American International
AIG
$42.9B
– –
-28,200
Closed -$1.54M
AIT icon
969
Applied Industrial Technologies
AIT
$12.9B
– –
-6,062
Closed -$308K
ALE
970
DELISTED
Allete
ALE
– –
-5,487
Closed -$282K
ALGN icon
971
Align Technology
ALGN
$12.6B
– –
-192,365
Closed -$10.8M
ALGT icon
972
Allegiant Air
ALGT
$2.73B
– –
-2,510
Closed -$296K
ALL icon
973
Allstate
ALL
$70.1B
– –
-70,629
Closed -$4.15M
AMED
974
DELISTED
Amedisys
AMED
– –
-21,428
Closed -$359K
AMGN icon
975
Amgen
AMGN
$212B
– –
-1,800
Closed -$213K
37 38
39
40 41

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.